Reviews |
From the Center for Cardiovascular Research, University of Rochester Medical Center, Rochester, NY.
Correspondence to Joseph M. Miano, University of Rochester Medical Center, Center for Cardiovascular Research, Box 679, 601 Elmwood Ave, Rochester, NY 14642. E-mail joseph_miano{at}urmc.rochester.edu
Key Words: development growth neointima receptor retinoic acid differentiation
| Introduction |
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| Retinoid Biology: A Primer |
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The discovery of all-trans retinoic acid (atRA) as the carboxylic acid form of vitamin A20 led to studies that ascribed virtually all of the biological effects of vitamin A to this natural retinoid. Thus, atRA plays a vital role in normal embryogenesis21 and in such postnatal processes as skin and epithelial homeostasis, hematopoiesis, and spermatogenesis.22 An important early discovery was the demonstration that atRA could promote cellular differentiation in vitro.23 24 These findings led to the use of atRA and other natural and synthetic retinoids for the treatment of cancer.25 26 Today, atRA is standard therapy for the management of acute promyelocytic leukemia27 and is in various phases of clinical trials for a number of other hematological and solid tumors.22 The common mechanisms underlying cancer and cardiovascular diseases (ie, perturbations in differentiation and growth) suggest that retinoids could also be of therapeutic value in the treatment of certain vascular diseases (see below).
atRA is a small lipophilic molecule (300 daltons) that circulates in
plasma bound to albumin at a concentration of 1 to 10
nmol/L28 29 (Figure
). Experimental and
clinical pharmacokinetic studies show peak plasma levels of atRA
occurring 2 hours after oral administration and near-complete plasma
clearance after 6 hours.30 Importantly, therapeutic levels
of atRA in humans approach
1 µmol/L, which is the standard
concentration used for most in vitro studies. At the cellular level,
atRA traverses the plasma membrane owing to its lipophilic structure
and then interacts with 1 of 2 cellular retinoic acid (RA) binding
proteins (CRABPs). CRABP I is widely expressed and appears to function
as an intracellular buffer facilitating atRA metabolism to
more polar retinoids via key cytochrome P-450 isozymes31
(Figure
). CRABP II is restricted to the intestinal epithelium
and does not appear to be a major constituent of SMCs.
|
A second less understood fate of intracellular atRA is its
isomerization to 9-cis RA and 13-cis RA
(Figure
). The physiological function of
13-cis RA is unclear, although its half-life is considerably
longer than that of atRA (13 hours versus 1 to 2 hours), it is less
toxic than atRA, and it can readily undergo isomerization to
atRA.30 9-cis RA can also isomerize to
atRA (and vice versa), but, because circulating levels of
9-cis RA are much lower than those of atRA, the
physiological significance of this isomerization is
difficult to ascertain. Clinical trials using 13-cis RA and
9-cis RA have shown promising results in reducing the
incidence of secondary head and neck tumors32 and
acute promyelocytic leukemia,33 respectively.
A third fate of intracellular retinoids is nuclear translocation and
binding to the retinoid receptors.34 The RA receptors
(RARs
, ß, and
) bind both atRA and 9-cis RA,
whereas the retinoid X receptors (RXRs
, ß, and
) bind
9-cis RA (Figure
). 13-cis RA is not a
ligand for the retinoid receptors, but, as shown in the Figure
,
it can readily convert into a retinoid receptor ligand. In general, the
RARs are expressed at higher levels than the RXRs, which often require
sensitive methods of detection such as reverse
transcriptasepolymerase chain reaction. The mRNA expression of
RAR
, RXR
, and RXRß is ubiquitous, whereas RARß (central
nervous system), RAR
(skeletal muscle precursors and skin and lung
epithelia), and RXR
(skeletal muscle) exhibit tissue-restricted
patterns of expression.35 36 37 38 Studies in cultured
SMCs and adult aorta have documented the mRNA expression of all
retinoid receptors except for RXR
.39 Moreover, retinoid
receptor activity was demonstrated in SMCs using a transiently
transfected reporter gene assay.39 Although the expression
of retinoid receptors in vascular SMCs has not been reported during
development,35 36 37 38 receptor expression in developing
vessels is inferred on the basis of phenotypes observed in
retinoid deficiency states and in retinoid receptor knockout mice (see
below). The presence of 6 retinoid receptors and the alternative splice
sites and/or promoters within each receptor locus provides requisite
diversity for tissue-restricted responses to retinoids.
Retinoid receptors dimerize and bind a variety of cis
elements in the genome, affording even further complexity in retinoid
responses. For example, RAR-RXR heterodimers, the functional units of
retinoid signaling in vivo,40 bind to RA response
elements (RAREs) in the regulatory region of many genes.41
The RARE consensus sequence is a direct repeat (DR) of AGGTCA separated
by 1, 2, or 5 nucleotides (Figure
, left). One
current view42 holds that in the absence of ligand,
RAR-RXR heterodimers organize a repressive module of transcription
involving corepressors that recruit histone deacetylases. In the
presence of ligand, a conformational change occurs within the
ligand-binding domain of retinoid receptors leading to expulsion of the
corepressor module and recruitment of a coactivator module
possessing histone acetyltransferase activity (Figure
, left).
Histone acetyltransferasemediating coactivators (eg,
p300/cAMP response ele-mentbinding protein
(CBP)associated factor) acetylate critical lysine residues
within flexible histone tails of chromatin, leading to a more
permissive context for gene activation.43 In general,
target genes harboring RAREs in their regulatory region are
immediate-early retinoid-response genes that do not require de novo
protein synthesis for activation; however, post-translational
modifications of retinoid receptors may play a role in mediating gene
transcription in some instances.44 Retinoid-response genes
with no obvious RAREs generally require de novo protein synthesis and,
consequently, show somewhat slower kinetics of expression. The latter
genes are referred to as delayed retinoid-response genes. A partial
listing of both types of retinoid-response genes of which encoded
proteins have known or suspected roles in vascular homeostasis is
provided in the Table
.
|
| Effects of Retinoids on Vasculogenesis and SMC Differentiation |
|---|
|
|
|---|
More direct evidence implicating atRA in vasculogenesis is offered from
studies in retinoid receptor knockout mice. With the exception of
RXR
null mice, which show hypoplastic thinning of the developing
myocardium leading to midgestation
lethality,50 51 none of the singleretinoid receptor
knockout mice shows discernable defects in the
cardiovascular system. Instead, the remaining
singleretinoid receptor null mice show perinatal lethality as a
result of a generalized growth deficiency
(RAR
/, RAR
/),
sterility (RAR
/,
RAR
/, and
RXRß/), or essentially no phenotype
(RARß/ and
RXR
/).52 53 On the other
hand, compound retinoid receptor knockout mice (eg,
RAR
//RXR
/)
exhibit multisystem defects and vascular malformations, including a
persistent truncus arteriosus; absence of the stapedial artery (second
aortic arch derivative); and alterations in the third, fourth, and
sixth aortic arches.52 54 Importantly, no studies to date
have examined SMC differentiation directly in compound retinoid
receptor knockout mice. Such an examination is now possible with the
generation of several transgenic mouse lines carrying the lacZ reporter
gene under control of smooth muscle (SM)restricted
promoters.55 56 57
The only in vivo evidence favoring a role for activated retinoid receptors in SMC differentiation is a study from Colbert et al,58 who showed that a RARE-lacZ transgene colocalized with the expression of the adult isoform (SM2) of SM myosin heavy chain in the ductus arteriosus. Interestingly, there did not appear to be colocalization of the RARE-lacZ reporter and SM2 in other SMC-containing tissues, although it is possible that transient coexpression was missed. Alternatively, levels of ß-galactosidase may have been below the level of detection in other SMC-rich tissues. If, on the other hand, the colocalization of activated retinoid receptors and SM2 is unique to the ductus arteriosus, regional variations in the concentration and/or metabolism of atRA as well as the repertoire of expressed retinoid receptors could explain such specificity. Further exploration of this intriguing finding, including a thorough examination of expression of the RARE-lacZ reporter in adult mice combined with other SMC markers, is warranted.
A number of in vitro studies have shown that atRA can positively
influence the SMC differentiation program. Hayashi et
al59 showed that atRA stimulated the expression of
tropoelastin mRNA and the subsequent elaboration of elastin in chick
embryonic vascular SMCs. Haller et al60 found that atRA
promoted the differentiation of primary-derived rat aortic SMCs as
assessed by an increase in protein kinase C (PKC)
and SM
-actin
expression. When PKC
was microinjected into growing SMCs, there was
a corresponding increase in SM
-actin
immunostaining. The nature of the signaling pathway
involved in atRA-mediated PKC
activation and subsequent SM
-actin
expression is unclear at this time. However, induction of PKC
by
atRA is likely to occur at the level of transcription through a
consensus DR-5 RARE in the 5' promoter of PKC
.61 In the
P19 embryonal cell model system of SMC differentiation, atRA was shown
to stimulate several SMC markers, including SM
-actin, SM myosin
heavy chain, and the
7 integrin
receptor.62 63 64 An elevation in the expression of SM
-actin and SM myosin heavy chain was also observed in atRA-treated
embryonic stem (ES) cells.65 Because undifferentiated P19
cells and ES cells represent multipotential cell lineages,
induction of highly restricted SMC gene markers in these cells by atRA
suggests that the hormone may stimulate a subset of transcription
factors that orchestrate a program of SMC differentiation. In fact,
atRA treatment of P19 cells stimulates the expression of
MHox,62 a homeodomain-containing transcription factor that
potentiates the expression of SM
-actin.66 It is
possible that other atRA-inducible homeobox genes function in a similar
context (Table
).
A major criterion for defining a fully differentiated SMC is the
ability of SMCs to respond to contractile agonists by increasing
intracellular calcium, activating the myofilament
apparatus, and generating force. Blank et al62
showed significant increases in intracellular calcium after G
proteincoupled receptor activation of a SMC clone derived from
atRA-treated P19 cells; parental (nonatRA-treated) P19 cells showed
essentially no such elevation in intracellular calcium. ES cells can
spontaneously differentiate into contracting SMCs in normal medium;
however, the frequency of contracting SMCs increases dramatically in
the presence of atRA.65 Using patch-clamp methods and
ion-channel inhibitors, both a calcium-activated
maxi-K+ channel and a delayed rectifier
K+ current were established in SMCs derived from
atRA-treated ES cells.65 Gollasch et al67
demonstrated expression of a class C L-type calcium channel in
atRA-stimulated A7r5 SMCs. Interestingly, expression and activity of
the L-type calcium channel appeared to correlate with expression of SM
-actin and SM myosin heavy chain, suggesting that ion channels and
contractile elements are coordinately regulated by atRA.67
Whether atRA itself can provoke SMC contraction in these in vitro model
systems remains to be investigated. However, Wright et
al68 showed that the "contractile competence" of
aortic SMCs could be restored if aortic rings were incubated in medium
containing atRA. Plasma proteins (probably albumin) were
necessary for the ability of atRA to restore contractile activity of
organ-cultured aortic rings. Taken together, there is considerable
evidence supporting an important role for atRA in the
maintenance and possible establishment of a SMC-differentiated
phenotype.
| Effects of Retinoids on SMC Growth |
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|
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-selective retinoids were more effective
in inhibiting serotonin-induced SMC proliferation than
other retinoid receptor agonists. Although RAR
has been reported to
be restricted to lung and skin, SMCs express high levels of RAR
mRNA.39 Retinoids have been shown to modulate endothelial cell growth and shape in vitro.79 Moreover, treatment of endothelial cells with retinol resulted in the elaboration of a SMC growth inhibitor that was released into the endothelial cell culture medium.76 Endothelial cells are known to express cellular retinol binding protein, which facilitates the metabolism of retinol to atRA.80 Thus, one mechanism for medial SMC growth suppression may be via endothelial cellderived atRA generation from plasma retinol. It should be noted that cultured endothelial cells metabolize atRA in a cytochrome P-450dependent manner, which has consequences for the availability of atRA to SMCs of the vessel wall81 (see below).
| Effects of Retinoids on Neointimal Formation |
|---|
|
|
|---|
How might retinoids impede neointimal formation? A likely
mechanism is through retinoid receptormediated changes in gene
expression. As pointed out above, there is evidence that atRA partially
blocks SMC proliferation in vivo. Several genes involved with growth
regulation could be targets of activated retinoid receptors
(Table
). An equally plausible mechanism may be through modulated
expression of genes involved with SMC migration. For example, studies
performed in vitro show that atRA reduces collagenase
expression in human intimal and rabbit aortic SMCs with a concomitant
inhibition in migration.77 88 The inhibitory
effect of atRA on collagenase expression appears to be at
the level of the promoter.39 88 The
collagenase promoter is regulated, in part, by the
activated protein-1 (AP-1) complex of Fos and Jun family
members. Activated retinoid receptors antagonize
AP-1dependent gene transcription through the sequestration of
coactivators, which are critical for AP-1 to mediate gene
transcription.22 It should be mentioned that although
there is evidence for retinoid-mediated inhibition of SMC migration,
there have been 2 reports showing the opposite
effect.71 83 Clearly, more work is necessary to clarify
these differential effects of retinoids on SMC migration.
As with collagenase, transforming growth
factorß1 (TGF-ß1)
gene expression is dependent on AP-1 activity and hence is susceptible
to the antagonistic effects of atRA (Table
).
Expression of TGF-ß1 is elevated after balloon
injury and may be involved in neointimal formation through
its effects on SMC growth, migration, and extracellular matrix
accumulation.89 90 Whether atRA interferes with
collagenase, TGF-ß1, or other SMC
AP-1dependent genes in vivo is not known. In fact, the full
repertoire of AP-1dependent genes that are expressed in
activated SMCs has yet to be defined. Because retinoids are
potent antagonists to AP-1dependent gene
transcription,91 identifying all of the AP-1regulated
genes in SMCs may yield mechanistic insight into the action of
retinoids within the vessel wall. Of course, we cannot discount
nongenomic effects of retinoids such as retinoylation (a
post-translational modification of mature proteins leading to their
inactivation92 ) as a mechanism for the
inhibitory effects of atRA on neointimal
formation.
In addition to inhibiting neointimal formation, retinoids
appear to exert effects on vessel remodeling. For example, atRA
promoted outward remodeling of the balloon-injured rat carotid
artery.82 In an independent study using the same model, an
inhibition of inward remodeling was observed.84 Recently,
Wiegman et al93 showed that atRA effected outward
remodeling of the femoral artery in an atherosclerotic rabbit model of
restenosis. The latter study failed to detect decreases in
intimal area or SMC DNA synthesis; however, significant increases in SM
-actin and desmin were observed in atRA-treated vessels, suggesting
that SMC phenotype may be an important determinant of the
remodeling that ensues with atRA treatment.93
Collectively, the in vivo data thus far are consistent in
showing that retinoids exert desirable changes in vascular geometry
after injury.
| Future Directions |
|---|
|
|
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| Acknowledgments |
|---|
Received June 14, 2000; revision received July 18, 2000; accepted July 21, 2000.
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