Review |
From the Departments of Medicine and Physiology, Case Western Reserve School of Medicine (S.A.F.), Cleveland, Ohio; Department of Laboratory Medicine and Pathobiology (B.L.L.), University of Toronto and Toronto General Hospital, Toronto, Canada; and Departments of Pediatric Cardiology and Molecular Biology (D.S.), University of Texas Southwestern Medical Center, Dallas, Tex.
Correspondence to B. Lowell Langille, Toronto General Hospital, University Health Network, 200 Elizabeth St, CCRW 1-836, Toronto, M5G 2C4, Canada. E-mail langille{at}uhnres.utoronto.ca
| Abstract |
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Key Words: apoptosis development myocardium smooth muscle endothelium
| Introduction |
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This review describes what is known of the role of apoptosis in the development of the cardiovascular system, focusing on three major questions.
1. What cells undergo PCD? Identification of the cell type undergoing PCD in vivo can be problematic since the process of apoptosis, as well as a commonly used detection method, terminal deoxynucleotide transferasemediated dUTP-biotin nick end-labeling (TUNEL), destroys protein epitopes. This problem may be compounded by the undifferentiated or partially differentiated state of cells in developing organs. Evidence of apoptotic cell death includes chromosomal fragmentation detected by the in situ TUNEL labeling or by DNA laddering on gel electrophoresis, vacuolation and nuclear condensation by electron microscopy, eversion of phosphatidylserine residues of the cell membrane, and activation of caspases. Reliance on a single measure is often misleading.10
2. What is the significance of PCD with respect to the formation or the malformation of cardiovascular structures? PCD may have a number of functions in development, including reducing cell numbers, eliminating abnormal or mislocated cells, sculpting tissues, and eliminating vestigial structures.11 The role of the elimination of a cell or group of cells may be surmised by its coincidence with a morphogenic process, but proof of its role requires targeted perturbations of the PCD process. The significance of the elimination of cells must also be considered in the context of the rates of proliferation of the cells within a tissue.12
3. What are the molecular mechanisms? Over the last 5 years, our knowledge of basic genetic pathways that regulate PCD has grown exponentially; however, the role of most apoptotic regulators during cardiovascular development is unclear despite their great importance. Molecular pathways involving such regulators may be the targets for a variety of teratogens, as has been shown in the case of fetal alcohol syndrome.13
| Apoptosis in the Developing Heart |
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What Cells Undergo Apoptosis and
What Is the Significance?
The ventricular and atrial compartments of
the developing heart enlarge throughout development; consequently, it
is not surprising that high levels of PCD have not been observed in the
cardiomyocytes of these chambers. Some apoptotic
myocytes were identified by TUNEL and transmission electron microscopy
(TEM) in the compact and trabecular zones of the embryonic
day (ED) 11 to 16 mouse
ventricle,16 and
TUNEL-positive cells have been identified in the trabeculae
and compact zones of the mouse ventricles from ED13 to day 2 after
birth.17 A study of the
neonatal rat heart used incorporation of biotinylated dUTP as a marker
for DNA strand breaks.18
Cardiomyocytes of the 1-day-old right ventricle (RV) were positive with
a prevalence of 0.1%. The prevalence declined during the first 2 weeks
of life and was 4- to 8-fold higher in the RV than the left ventricle
(LV), and the authors proposed that this process might contribute to
the thinning of the RV after birth. However, the prevalence of
apoptosis was well below that of cell division; therefore, it
is uncertain whether apoptosis serves a specific morphogenic
purpose in these instances.
In contrast to the growth of the atrial and
ventricular compartments, the embryonic outflow tract (OFT)
shortens at specific stages of
rodent,19
human,20 and
avian21 22 23
development. Early studies identified dying cardiomyocytes
by TEM in the conal (myocardial) portion of the chick
OFT.24 25 26
Subsequent recombinant adenoviral cardiomyocyte tagging
delimited the shortening of the chick OFT to ED6 to ED8 of
development23 and
demonstrated a coincidence of OFT shortening with OFT
cardiomyocyte PCD as evidenced by TUNEL, annexin V
staining, and caspase activity (see
Figure 1
). The prevalence of apoptosis was
stage-dependent and reached a peak of nearly 50% of
cardiomyocytes. The authors suggested that the role of the
OFT cardiomyocyte PCD is to shorten and rotate the
myocardial conus, to form the subpulmonic infundibular connection of
the RV to the pulmonary artery (PA) anteriorly, during the
transition of the embryonic heart from a single to dual circulation. It
is not known whether a similar mechanism is operative in the remodeling
of the mammalian OFT, where other cellular mechanisms have been
proposed.19
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During cardiac valve formation, cardiac cushions form as localized expansions of an extracellular matrix, known as the cardiac jelly, at the sites of atrioventricular and ventriculoarterial connections. Endothelial cells invade the cushions and transform into a mesenchymal cell type,27 28 and the cushions are sculpted to form the fine inflow (mitral, tricuspid) and outflow (aortic and pulmonary) valves and portions of the atrial and ventricular septa. It would appear that this occurs in part by apoptosis. Significant levels of apoptosis have been observed in the mesenchyme of the bulbar and the atrioventricular cushions of birds and mammals and may contribute to the morphogenesis of these structures.15 17 23
Cells originating in the neural crest migrate widely throughout the cardiovascular system and are critical to the formation of a number of cardiac structures, including the aorticopulmonary septum and the media of the great arteries.29 Retroviral labeling of the chick neural crest with lacZ indicated that neural crest cells, in addition to incorporating into these structures, also undergo apoptosis. LacZ-labeled, TUNEL-positive neural crest cells were identified in the developing OFT septum, predominantly beneath the level of the forming semilunar valves and in the endocardial cushions of later-stage (ED5 to ED12) chick embryos.30 LacZ-positive, TUNEL-positive cells were also observed at the sites of the prospective electrical conduction system of later-stage30 31 32 33 34 35 36 37 38 chicken embryos. These regions include the sites of formation of the atrioventricular (AV) node and the bundle of His and right and left bundle branches, ie, the superior aspect of the ventricular septum.31 Other investigators have also observed a high incidence of cell death at this site15 (also Watanabe M, unpublished observations, 2000) without identifying the cell type.
Why neural crest cells would migrate these long distances only to die is not clear. Apoptosis of these cells at the site of the mesenchymal septum may facilitate its replacement by myocardium in a process termed "myocardialization."32 In the region of the prospective conduction system, it has been proposed that cell death may serve as a signal to myocardial cells to differentiate into specialized conduction fibers.31 Retroviral labeling has demonstrated that Purkinje fibers originate from cardiomyocytes in response to endothelin-1 signaling from adjacent coronary arteries.33 34 35 It has also been suggested that apoptosis is involved in the normal postnatal parsing of the human AV node and His bundle.36
Apoptosis has also been observed in the developing atrial septum, the blood islands of the forming epicardium, and at the site of formation of the coronary artery orifices.37 The cell types and morphogenetic roles in these areas are yet to be characterized. Given the rapid clearance of apoptotic cells, it is likely that the incidence of apoptosis is underestimated. More sophisticated techniques for identifying apoptosis, combined with cell fate studies, will likely lead to a greater appreciation of the role of apoptosis in the development of cardiovascular structures.
Role of Apoptosis in Cardiac
Malformations
The pathogenesis of most congenital heart defects
(CHDs) is unknown; however, CHDs may represent developmental
arrest of regional aspects of cardiogenesis, some of which may be due
to insufficient numbers of cellular precursors. Studies conducted
before the identification of the PCD pathway indicated that teratogens
such as cyclophosphamide and glucocorticoids, as well as
hemodynamic abnormalities, may cause alterations in the
timing or levels of cell death in the embryonic chick OFT
cushions.15 Exposure to such
agents was often associated with ventricular septal defects
and malalignment of the great vessels. Because these agents may affect
many cellular processes, it remains to be determined whether the
morphological defects were due to an effect on
apoptosis.
Apoptosis has also been suggested to play a role in pathologies of the cardiac conduction system and the RV. Histological examinations of autopsy hearts of two young brothers from a family of five brothers, all of whom had isolated idiopathic AV block and arrhythmias, revealed absent or significantly reduced AV nodes, sinoatrial (SA) nodes, and internodal conduction pathways.38 TUNEL-positive cells were evident in myocytes and nonmyocytes at the sites of the AV and SA nodes from these specimens, as well as in the heart of a young woman from an unrelated family who had a similar clinical presentation and histological findings.
A primary disorder of the RV, arrhythmogenic right ventricular cardiomyopathy (ARVC), is characterized by the progressive replacement of the RV myocardium with fibro-fatty tissue in the young39 and is commonly associated with heart block.40 41 Examination of the hearts of patients at autopsy or by endomyocardial biopsy demonstrated abnormal numbers of TUNEL-positive myocytes selectively in the RV of affected patients.38 42 43 In a series of 20 patients with ARVC who were biopsied, the presence of TUNEL-positive cells in the RV biopsy material was more common in those with an acute presentation (5 of 6 patients) than those with a more insidious onset (2 of 12 patients).43
Demonstration of TUNEL-positive cells, if indicative of apoptosis, does not mean that direct activation of the PCD pathway is the primary cause of these diseases. As discussed below, there may be considerable interplay between the molecular pathways of cell differentiation and cell death so that the latter in some instances could reflect a failure of the former, rather than a primary activation of the PCD pathway. In this regard, several families have been identified with an autosomal-dominant form of congenital heart block, frequently associated with atrial septal defects and occasionally with other congenital heart defects.44 44 The patients have mutations in the gene encoding the transcription factor NKX2.5, a homeodomain protein that regulates the differentiation of cardiomyocytes in mice and flies.45 46 47 The molecular mechanisms by which NKX2.5 mutations cause disease is not known, but there is no evidence that NKX2.5 directly regulates the PCD pathway.
The identification of the molecular components of the PCD pathway (discussed below) facilitates a targeted analysis of the role of this pathway in cardiac malformations. Experiments have recently been described in which chick OFT cardiomyocyte PCD is specifically affected via recombinant adenoviral-mediated expression of activators or inhibitors of the pathway. The results suggest that changes in the levels of OFT cardiomyocyte apoptosis may lead to malalignment of the great vessels, ie, cardiac OFT defects, with associated ventricular septal defects (S.A.F., unpublished data, 2000). In mice with deletions of genes in the PCD pathway, FADD (Fas-associated death domain protein, also known as Mort-1)48 and caspase-849 die before ED11.5 and display a dilated cardiac phenotype that results in hemodynamic insufficiency. Whether this is due to an effect on the incidence of apoptosis, where in the cardiovascular system this effect occurs, and whether the dilated cardiac phenotype is primary or secondary to hemodynamic or other alterations remains to be determined.
Molecular Mechanisms
The first molecular evidence of cell death/survival
machinery came in the form of the
Bcl2 gene. Human Bcl2 could
prevent PCD in the worm, Caenorhabditis
elegans, indicating a high degree of conservation in
apoptotic pathways throughout evolution. More recent studies
have revealed a remarkable conservation of most members of the
apoptotic pathway (reviewed by Vaux and
Korsmeyer50 ). Briefly,
numerous death signals and death receptors, including TNF, its
receptor, and many growth factors, culminate on a pathway regulated by
proapoptotic (eg, Bax, Bad) and antiapoptotic members
of the Bcl2 family (eg, Bcl2,
BclX).51 Relative balances
of the two classes of Bcl2 proteins affect interaction of adaptor
proteins, such as APAF-1 and FADD, with
caspases,52 which exist as
inactive zymogens but become activated on interaction with
proteins such as APAF-1. Caspase activation often leads to a feedback
loop resulting in amplification of cell death
signals.53 A class of IAPs
is thought to function in part by inhibiting
caspases.54 Caspase-mediated
cleavage of numerous essential proteins ultimately results in cellular
demise. Regulation of cell death is also mediated through overlapping
pathways involving the tumor suppressor
p53.55
Within the heart, little is known regarding the molecular basis for PCD. As with most organs, appropriate apoptosis is necessary for tissue remodeling, particularly within the inflow and outflow tracts of the heart, as described above. Surprisingly, most components of the apoptotic pathways described above are expressed in the developing heart, although their expression has not been examined in detail and their role remains unclear. Which factors play important roles in development is unknown, but it is likely that numerous divergent apoptotic pathways converge on a final execution pathway.
Numerous components of the apoptotic pathway have been mutated in mice but, as indicated above, only null mutation of caspase-8 or FADD affects cardiac development.48 49 The trabeculae in both mouse models were disorganized and hypoplastic. Oddly, the phenotype was opposite what one might expect after disruption of proapoptotic pathways, with fewer rather than more cells present. These findings may suggest that the function of proteins involved in apoptosis depends in part on the cellular environment and interactions with other death and survival pathways.
It is possible that the spatiotemporal specificity of cell
death during cardiac development is achieved through cell-specific
regulatory pathways. Disruption of the retinoic acid pathway by gene
targeting of RXR
and RARß in combination results in increased
apoptosis of the OFT mesenchyme and subsequent conotruncal
defects.56 57
Similarly, deletion of the signaling peptide, endothelin-1, or its
receptor, ETA, causes a variety of OFT and aortic arch
defects.58 59 The
neural crestderived pharyngeal arches display higher than normal
levels of apoptosis in endothelin-1/ETA mutants, suggesting
that the endothelin pathway in part regulates survival of cardiac
neural crest cells. dHAND, a
tissue-specific basic helix-loop-helix transcription factor, is
downstream of the endothelin-1 signaling cascade and is necessary for
survival of neural crestderived mesenchyme, possibly through
regulation of the homeobox gene
Msx1.60
Mice lacking dHAND also display
hypoplasia of the right ventricular
segment.61 Our recent
studies indicate that dHAND is
necessary for survival of cells after they have been specified to the
right ventricular lineage. The proapoptotic Bcl2
binding factor Nip3 was found to be upregulated in the
dHAND mutant heart in a screen
for mediators of dHAND function
(A. Aiyer and D. Srivastava, unpublished observations, 2000).
These examples of tissue-specific signaling and transcriptional
pathways that regulate cell survival suggest that general and specific
pathways converge to regulate decisions of cell death and cell
survival.
| Vascular Cell Apoptosis During Development |
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A role for cell death in the development of the vasculature was first recognized decades ago. In 1918, Clark69 had argued that all endothelial cells of regressing embryonic vessels retracted into neighboring vessels; however, he later described degeneration and "disappearance" of smooth muscle in these vessels.70 Early descriptions of ultrastructurally identifiable apoptosis of endothelial cells were based on TEM showing vascular changes in the regressing corpus luteum71 ; however, there has subsequently been surprisingly few studies of the role of cell death in vascular development.
Hemodynamics and
Apoptosis
The mechanical forces imposed on arterial
tissue are important stimuli for developmental vascular
remodeling.72 73
Chronic changes in blood flow rates cause corresponding changes in
arterial diameters, whereas alterations in blood pressure
affect wall thickness. By these means, vascular structures continually
adapt to changes in hemodynamic loads. Fluid shear
stress in the case of flow and circumferential tensile stress in the
case of pressure elicit this remodeling. Modulation of these
hemodynamic loads in developing arteries affects
extracellular matrix accumulation and remodeling, and it influences
accumulation of vascular cells in the vessel
wall.72 Recent work
indicates that sensitivity of apoptosis of vascular cells to
mechanical forces is important in vascular growth
regulation.
Cho et al66 focused on the immediate perinatal period because of the profound arterial remodeling that accompanies physiological adjustments to parturition. Examination of vascular cell kinetics in this period, using a Monte Carlo analysis, demonstrated that arterial cell proliferation rates in the lower aorta much overestimated cell accumulation in this vessel. Additional experiments demonstrated that this disparity was due to high rates of apoptosis postpartum. Apoptosis in this vessel contributes to profound narrowing and tissue growth arrest in the lower aorta after birth, in concert with a 95% reduction in blood flow rate that is largely due to closure of the downstream umbilical arteries. Subsequent studies confirmed that experimental changes in arterial blood flow rates could both initiate apoptosis and suppress cell proliferation rates in developing arteries.67 Indeed, application of techniques that permitted assessments of daily cell death rates indicated that apoptosis rates exceeded cell proliferation rates in the first days after 70% flow reduction in young rabbit carotid arteries.
An elegant series of experiments by Dimmeler et
al74 75
demonstrated that both production of nitric oxide (NO) and
activation of the phosphatidyl inositol (PI) 3'-kinase pathway by shear
stress are antiapoptotic for endothelium
(Figure 2
). A link between these two signals was provided by
demonstrations that one of the downstream targets of PI
3-kinasedependent kinase signaling, AKT, phosphorylates
and activates endothelial nitric oxide synthase
(eNOS),76 although chronic
shear stress also upregulates expression of
eNOS.77 78 79 80
We recently found that in vivo inhibition of the PI 3-kinase pathway
suppresses flow sensitivity of apoptosis in developing arteries
(Yazer M, Cho A, and Langille BL, unpublished data, 1999).
Subsequent in
vivo81 82 and in
vitro83 studies have shown
that reductions in blood pressure/wall tension also upregulate
arterial cell apoptosis; however, the developmental
implications of these observations have not been elucidated. The
dramatic decline in pulmonary arterial pressures at
parturition, in concert with much increased pulmonary blood
flows, could provide an intriguing model for the study of
hemodynamic influences on vascular cell
death.
|
Not surprisingly, extensive postnatal apoptosis occurs in vessels that regress after birth, ie, the umbilical arteries66 84 and ductus arteriosus.84 The extent to which death of these highly specialized cells is linked to hemodynamics is unknown. Coincident upregulation of proapoptotic members of the Bcl2 family (Bax and the short form of BclX) was observed in umbilical arteries.84 Importantly, Kim et al84 also observed apoptosis near large arterial branch sites postpartum, a finding consistent with a role for cell death in remodeling of arterial bifurcations during perinatal development.
Studies of the influence of hemodynamics on vascular cell apoptosis have focused on large arteries in later development. Their roles in early embryology and in the developing microcirculation have received less study, despite observations that hemodynamic perturbations dramatically affect remodeling of these vessels.85
Apoptosis in the Developing
Microvasculature
Meeson et
al86 87 have
examined the transient vasculature of the pupillary membrane of the eye
to study apoptosis during developmental vascular regression.
They propose a model of macrophage-dependent initiating
apoptosis that induces flow stasis, followed by further,
stasis-dependent secondary apoptosis. Vascular
endothelial growth factor (VEGF) inhibited
apoptosis in this system via its Flk-1 receptor, a finding
consistent with previous inferences that VEGF is a survival
factor for
endothelium.88 89
VEGF, like shear stress, promotes endothelial cell
survival activation of the PI 3-kinase
pathway.88 Interestingly,
Chen et al90 report that
shear stress can activate Flk-1 signaling, so there may be
overlap between these survival pathways. VEGF also upregulates
expression of the caspase inhibitor
survivin.91 Drake et al and
Brooks et al92 93
have found that matrix interactions with endothelial
vß3 integrin, which
is upregulated during angiogenesis, promote cell survival. This finding
is consistent with other reports of matrix-mediated survival of
endothelium94 95
as well as smooth
muscle.83 96
There also appears to be a role for matrix degradation in
endothelial cell survival. Cryptic RGD sequences in
native collagen are made accessible to
vß3 integrin after
cleavage by matrix metalloproteinase
(MMP).97 Thus, the matrix
degradation that facilitates endothelial cell migration
during angiogenesis may promote survival of these vessels. Under other
circumstances, it is possible that extensive matrix degradation, which
often accompanies apoptosis, may ultimately deprive vascular
cells of matrix-related survival signals and thereby promote transition
to an apoptotic pathway. Also, there is now evidence that a
noncatalytic fragment of MMP-2 (hemopexin-like domain, PEX) can block
matrix-integrin interactions during
angiogenesis98 and thereby
inhibit cell survival signals. Given that matrix remodeling and cell
death often are coordinately regulated during development, it is likely
that further matrix-receptor interactions will prove important in
regulation of apoptosis in the developing
vasculature.
Regulation of Vascular Cell
Apoptosis During Development
Control of apoptosis in the vasculature has
been extensively
reviewed99 100 101 102 ;
therefore, we focus on those aspects that are potentially most
important in vascular development.
Interestingly, much of the progress that has been made in understanding apoptosis in vascular (and other) tissues has focused on its inhibition through production of survival factors, including both soluble factors and extracellular matrix, probably because many cells appear poised for apoptosis that must be suppressed for their survival. For example, both endothelial cells and vascular smooth muscle normally express the proapoptotic receptor Fas, and endothelial cells express the Fas ligand (FasL),103 but autocrine induction of apoptosis appears to be suppressed by the inhibitor of downstream signaling, FLICE-inhibitory protein (FLIP).104 FLIP is highly regulated in smooth muscle in response to vascular injury,105 which elicits partial reversion of these cells to a developmental phenotype,106 so a role in normal vascular development is an attractive, but unproven, hypothesis. Fas-mediated vascular smooth muscle cell death appears particularly interesting given that different subpopulations of these cells display different susceptibilities.107
Survival of vascular and other cells during development
appears to be controlled by mitogens that are also important in
regulating proliferation
(Figure 1
). Such a role was cited above for VEGF and this
inference is consistent with the underdevelopment of the aorta
and reduced vascular density reported for mice that are heterozygous
for null mutation of
VEGF.108 VEGF homozygotes
display extreme defects in vasculogenesis that probably have multiple
origins. It is noteworthy that modest VEGF overexpression in embryos
results in selective enlargement of epicardial coronary
vessels,109 where
significant apoptosis normally
occurs,37 so a role for
control of local cell death may be particularly important to the growth
of this vascular system. The sensitivity of vascular development to
both heterozygous mutation and modest overexpression of VEGF underscore
the importance of tight control of VEGF expression to normal vascular
development.
Fibroblast growth factors (FGFs) also promote survival of endothelium and smooth muscle,110 111 whereas the suppressor of endothelial cell growth, transforming growth factor-ß (TGF-ß), promotes endothelial apoptosis while providing a survival stimulus for smooth muscle.112 Similarly, platelet-derived growth factor (PDGF) and insulin-like growth factor-1 are potent survival factors for smooth muscle.113 The angiopoietins appear to play a primary role in assembly of the blood vessel wall and in regulating angiogenesis,114 115 but angiopoietin-1 (ANG-1) also promotes endothelial cell survival,116 apparently through activation of the PI 3'-kinase pathway.117 This finding is consistent with observations that mice with null mutation of the receptor for ANG-1, Tek (Tie-2), display subnormal populations of endothelium.118 It is unclear whether apoptosis is also related to the abnormal vascular branching patterns seen in these mice,119 which die at mid-gestation.
NO is a bifunctional regulator of apoptosis (for review, see Kim et al120 ) that very often induces cell death, including death of smooth muscle cells,121 most often through formation of peroxynitrite that may induce DNA damage and increase p53 activity. However, NO inhibits endothelial apoptosis74 120 through inhibition of caspases, particularly caspase-3, and this mechanism likely participates in shear stressrelated endothelial survival that was described above. Given the highly modulated expression of nitric oxide synthase isoforms during development of blood vessels,122 NO production is potentially an important regulator of developmental vascular apoptosis.
Cell-matrix interactions are potent modulators of vascular
cell proliferation,123
migration,124 125
and survival.126 The
vß3 integrins were
cited above as being particularly important in vascular cell survival
during development, although other integrins are also important. The
promiscuous
vß3
integrins interact with multiple matrix constituents, but tenascin-C is
of proven importance in developmental control of vascular smooth muscle
cell apoptosis as well as epidermal growth
factormediated
proliferation.127
Interaction of vitronectin with
vß3 and/or
vß3 integrins
regulates endothelial cell
survival,95 and survival is
also promoted by interaction with antibodies that recognize
ß1
integrins.126
| Conclusions |
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| Acknowledgments |
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S.A.F. received support from the National Institutes of Health (NIH) and the American Heart Association and thanks Drs Michiko Watanabe and Florence Rothenberg for help with the preparation of the manuscript. B.L.L. is a Career Investigator of the Heart and Stroke Foundation of Ontario. D.S. acknowledges support from the NIH and the March of Dimes.
| Footnotes |
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Received September 5, 2000; revision received September 29, 2000; accepted September 29, 2000.
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