Circulation Research. 2000;86:1009-1012
(Circulation Research. 2000;86:1009.)
© 2000 American Heart Association, Inc.
Death Receptors, Intimal Disease, and Gene Therapy
Are Therapies That Modify Cell Fate Moving too Fas?
Gary H. Gibbons,
Matthew J. Pollman
From the Cardiovascular Research Institute, Morehouse School of Medicine,
Atlanta, Ga.
Correspondence to Gary H. Gibbons, Cardiovascular Research Institute, Morehouse School of Medicine, 720 Westview Drive SW, Atlanta, GA 30310. E-mail ggibbons{at}msm.edu
Key Words: apoptosis Fas gene therapy intima
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Introduction
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The pathogenesis of vascular diseases such as
atherosclerosis
and postangioplasty restenosis
is characterized by endothelial
cell injury and an
abnormal accumulation of vascular smooth
muscle cells (VSMCs) within
the intimal space. The classic paradigm
has emphasized the role of VSMC
migration, proliferation, and
subsequent elaboration of extracellular
matrix as the principal
cellular events that mediate
neointima formation.
1 In accord
with this
model, gene therapy strategies directed at inhibiting
cell
proliferation and migration have been shown to be effective
at
inhibiting intimal disease in animal models and are currently
under
study as novel therapies for vascular disease in clinical
trials.
2 3 4 5
It has become increasingly clear that the cellular economy within
tissues reflects a balance between cell proliferation and cell death by
apoptosis.6 7 8 Studies involving both animal
models and human specimens have clearly established that VSMC
apoptosis is a prominent feature of the response to injury and
the consequent formation of the
neointima.9 10 11 Nevertheless, the studies
describing the association between cell death and lesion formation fail
to definitively establish the pathogenic role of vascular cell
apoptosis in the natural history of intimal vascular disease.
Therefore, it remains to be determined whether therapeutic strategies
that modulate apoptosis within the vasculature will have
efficacy in ameliorating the course of vascular disease. The study by
Chan et al12 in this issue of Circulation
Research provides important new insights into the complexities of
the intrinsic compensatory mechanisms that VSMCs exhibit to promote
cell viability under various conditions. These findings challenge us to
develop a deeper, more intricate understanding of apoptosis
regulation within the vasculature that is commensurate with our
understanding of cell-cycle regulation.
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Intimal Disease Progression: Site-Specific Implications of
Cell Death
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It is well established that loss of
endothelial cells from the
intimal surface predisposes
to vascular lesion formation.
1 Accordingly, it is
postulated that the induction of endothelial
cell loss
by apoptosis may promote vascular lesion formation,
whereas
interventions that prevent endothelial cell death may
inhibit
lesion formation. It is noteworthy that factors associated with
promoting
vascular disease (eg, oxidized LDL cholesterol,
angiotensin
II, homocysteine, hyperglycemic conditions, and
proinflammatory
cytokines) induce endothelial
cell apoptosis.
13 14 Conversely,
vasculoprotective
factors that inhibit lesion formation and
promote
endothelium regeneration (eg, shear stress, nitric
oxide,
and vascular endothelial growth factor) inhibit
endothelial
cell death.
15 16 The recent
observation that acute coronary
thrombosis is often associated
with areas of endothelial cell
loss without plaque
rupture
17 raises the intriguing possibility
that
endothelial cell apoptosis may also participate
in the
pathogenesis of acute ischemic syndromes. It is
speculated that
therapeutic interventions directed at preserving the
integrity
of the intimal lining by preventing
endothelial cell apoptosis
may have clinical
efficacy in the treatment of vascular disease.
Although it is quite conceivable how endothelial
cell apoptosis may promote vascular lesion formation, it is
less clear whether VSMC death actually stimulates or inhibits intimal
lesion formation. Several recent reviews highlight the complex nature
of this question18 19 20 and raise the possibility that both
outcomes are possible. We speculate that the pathogenic role of VSMC
apoptosis is contextual and may vary at different stages in the
natural history of the intimal disease. For example, the seminal work
of Reidy et al21 documented that balloon injury induces
cell death and the consequent release of fibroblast growth factor,
thereby resulting in VSMC replication. More recent studies have shown
that the initial pathogenic event after balloon injury involves the
induction of acute medial VSMC apoptosis via redox-sensitive
signaling pathways.10 22 Thus, the initial induction of
VSMC apoptosis may promote lesion formation after injury.
However, it is postulated that once VSMCs migrate into the intimal
space, an ongoing process of apoptosis mitigates the
progressive accumulation of intimal VSMCs induced by mitogens. Studies
involving atherectomy specimens of human restenosis lesions
that document hypercellularity and relatively low VSMC replication
rates are consistent with this working
hypothesis.23 24 Thus, cellular pathways that inhibit VSMC
apoptosis may contribute to intimal lesion progression.
In accord with this working model, we have observed that intimal
VSMCs exhibit a resistance to apoptosis induced by balloon
injury in association with the upregulation of antiapoptotic
genes such as Bcl-xL.10 Furthermore, we have demonstrated
that the selective downregulation of Bcl-xL expression in intimal cells
using antisense oligonucleotides induces VSMC
apoptosis and promotes the regression of the intimal
lesion.25 It is postulated that an additional feature of
the phenotypically modified intimal VSMCs involves modulation of the
cell-death program such that VSMC survival is enhanced as a mechanism
for promoting intimal lesion stability and progression. Additional
studies are needed to define the spectrum of changes in the cell-death
program in medial versus intimal VSMCs. Future studies must
definitively demonstrate the functional significance of
apoptosis in various stages of intimal lesion formation and
progression.
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Fas, Fas Ligand, and Cell-Death Signal Transduction
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The regulation of cell fate involves communication links between
the
extracellular milieu and the intrinsic cell-suicide program.
Specialized
systems have evolved to convey a death signal from one cell
to
another. Fas is a death receptor that belongs to the tumor necrosis
factor
(TNF) receptor family and is abundantly expressed in various
tissues
including the heart, endothelial cells, and
VSMCs. Fas ligand
(FasL) is a cytokine in the TNF family that
binds to Fas with
a high affinity. FasL is synthesized as a membrane
protein and
undergoes cleavage by a metalloproteinase to generate a
soluble
form that is less biologically active than the membrane-bound
form.
Both Fas and FasL gene expression seem to be upregulated by
cytokines
and stressful stimuli (eg, irradiation) via nuclear
factor-

Bdependent
mechanisms.
26
The death-receptor signaling cascade is outlined in the
Figure
. FasL engagement promotes the
trimerization of Fas and the formation of a signaling complex of
molecules linked by protein-protein interactions with the cytoplasmic
portion of the receptor. The adapter molecule Fas-associated protein
with death domain (FADD) is recruited to Fas by the interaction between
the death domains (DDs). Homotypic interactions of proteins that
contain DDs, such as RIP, RAIDD, and TRADD, add to the complexity of
the signal-transduction regulatory apparatus of Fas. In
addition to the DD motif, there is a death effector domain (DED) at the
N-terminus of FADD that is responsible for binding caspase 8, promoting
its auto-activation, and triggering the cell-execution cascade.

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Figure 1. Fas ligand signal transduction. Fas ligand engagement
promotes the trimerization of Fas and the formation of a signaling
complex. The Fas cytoplasmic region carries a death domain that, when
trimerized, recruits caspase 8 via the adapter protein FADD/MORT1,
which contains a DED. Aggregated caspase 8 self-activates and
in turn cleaves and activates procaspase 3. Activated
caspase 8 may also cleave Bid, a proapoptotic member of the
Bcl-2 family. Cleaved Bid induces the release of cytochrome
c from the mitochondria, which together with Apaf-1
activates caspase 9. Caspase 9 activates caspase 3,
which then cleaves various cellular substrates, causing morphological
changes of cells and nuclei. Caspase 3 also cleaves the
inhibitor of caspase-activated DNase (ICAD) and
releases a specific DNase, caspase-activated DNase (CAD), which
causes degradation of chromosomal DNA. Modulation of Fas ligand signal
transduction may occur at multiple sites (dashed boxes). Blockade of
initial signaling may occur via the expression of a Fas decoy receptor
lacking the cytoplasmic death domain. Caspase 8 activation may be
prevented by expression of a blocking protein, FLIP. Expression of an
inhibitor of apoptosis (IAP) may block caspase 3
activation. Upregulation of the antiapoptotic factor Bcl-x may
suppress mitochondrial release of cytochrome c and
prevent the downstream activation of caspase 9 and caspase 3. Finally,
growth factors and matrix-integrin interactions may activate
countervailing antiapoptotic pathways such as
phosphatidylinositol 3' kinase and Akt.
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The caspases are a family of cysteine proteases that exist in a zymogen
form until activated by proteolytic cleavage. This sequential
proteolytic process is reminiscent of the coagulation cascade and
begins with proximal caspases (eg, caspase 8 and caspase 9) that are
closely coupled to receptor-mediated signal-transduction
apparatus. Cells are executed by the consequence of
downstream caspase activation (eg, caspase 3). These cysteine proteases
act at specific sites downstream of aspartate residues and promote the
cleavage of a variety of cellular substrates that result in the
biochemical and morphological hallmarks of apoptosis.
The FasL-induced cell-execution pathway seems to be reinforced by the
capacity to promote parallel activation of the proapoptotic
factor Bid by proteolytic cleavage. This activation of Bid stimulates
cytochrome c release from the mitochondria, Apaf-1
activation, and caspase 9 cleavage, and thereby results in caspase 3
stimulation via a caspase 9dependent pathway.
Several levels of inhibitory control mechanisms
modulate the efficiency of the Fas-FasLmediated cell-execution
process. As noted earlier, the shedding of FasL from the cell surface
seems to attenuate the signal. In addition, certain cell types exhibit
a member of the TNF receptor family that functions as a decoy receptor
for FasL and is shed into the extracellular space. This decoy receptor
has been described in transformed cells that manifest an
antiapoptotic phenotype.27 Similarly,
there are proteins with DEDs that lack protease activity, such as
c-FLIP, that effectively function as endogenous
inhibitors. Moreover, there are inhibitors of
apoptosis proteins (IAPs) that inhibit specific caspases such
as caspase 3 or caspase 6. Furthermore, the mitochondria-dependent
pathway of FasL-induced apoptosis seems to be sensitive to the
expression of antiapoptotic genes, such as Bcl-xL, that are
capable of antagonizing the release and function of cytochrome
c.28 Similarly, antiapoptotic
signals generated by integrins and growth factors via extracellular
signalregulated protein kinase or phosphatidylinositol 3' kinaseAkt
are also capable of modulating cell death by this mitochondrial caspase
9dependent pathway.29 30 31 Thus, there are several
mechanisms by which the cell fate response to FasL can be modulated by
intrinsic cellular mechanisms at the receptor level as well as distal
to receptor activation.
 |
Fas and VSMC Apoptosis
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Whether VSMCs undergo apoptosis in response to FasL
activation
has been a question of controversy. Some investigators using
agonistic
anti-Fas antibodies observed human VSMC apoptosis
only in the
context of priming with cytokine
activation.
32 A recent study
of cultured human VSMCs by
Walsh and colleagues
33 reported
that agonistic Fas
antibodies and soluble FasL fail to induce
VSMC death, but infection
with an adenoviral expression vector
that upregulates the expression of
membrane-associated FasL
promotes VSMC suicide. Similarly, we have
observed that FasL
can induce VSMC apoptosis in certain
contexts (unpublished observations,
1998). However, the
mechanistic basis for these inconsistent
variances in the
sensitivity of VSMCs to FasL-induced apoptosis
was in need of
additional investigation.
The study by Chan et al12 provides important new
insights that may reconcile the conflicting findings. These
investigators derived human medial VSMCs from healthy coronary
arteries and defined 2 subpopulations of Fas-resistant and
Fas-sensitive VSMCs. The FasL-resistant VSMCs exhibited normal
levels of receptor expression as well as normal receptor engagement
mechanisms. However, Fas-resistant VSMCs had deficiencies in
the expression of the distal cell-execution apparatus, such
as the adapter protein FADD as well as caspase 8 and caspase 3. Using
an antisense transfection approach, the authors also demonstrated that
the activation of caspase 8 and caspase 3 is essential for FasL-induced
VSMC death. However, it is noteworthy that restoration of caspase 8 and
caspase 3 in Fas-resistant cells was not sufficient to confer
FasL sensitivity. This may reflect the fact that the
Fas-resistant VSMCs also exhibited a coordinate upregulation of
antiapoptotic genes in addition to deficiencies in the
cell-execution apparatus. Indeed, Chan et al12
demonstrate that the Fas-resistant cells have a higher level of
expression of FLIP (the inhibitor of caspase 8) as well as
c-IAP1 (the inhibitor of caspase 3). Finally, as a
confirmation that this in vitro model reflects the in vivo context,
these investigators documented a similar pattern of
heterogeneity in medial VSMCs in human vascular
specimens.
Overall, this study12 extends a growing body of
evidence that indicates that the VSMC population within the vessel wall
is heterogeneous34 35 and that this
heterogeneity may be reflected in genetic programs
involved in differentiation, cell growth, and cell death. It is also
conceivable that the eventual constitution of VSMC phenotypes
within the intima during lesion formation and progression may reflect a
selection process among a heterogeneous set of different
medial VSMCs. This emergence of certain VSMC phenotypes during
this process of natural selection is influenced by gene-environment
interactions. Intimal diseases such as atherosclerosis
are characterized by a chronically activated, proinflammatory
state involving genotoxic oxidative stress and cytotoxic
cytokines. In this noxious milieu, only the strong will
survive. Under these conditions, we speculate that only VSMCs that
exhibit adaptive changes in the regulation of intrinsic cell fate
determination programs will persist within the intima. Thus, it is
postulated that the selection and accumulation of intimal VSMCs in this
context involve a coordinate upregulation of antiapoptotic
genes and a downregulation of proapoptotic mediators as an
essential survival mechanism for maintaining intimal lesion stability
and progression over the long-term course of vascular disease. The
characterization of heterogeneous subsets of VSMCs with
variances in sensitivity to apoptosis stimuli is
consistent with this working hypothesis.
 |
Implications for Apoptosis-Mediated Gene Therapy
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These insights into the pathobiological mechanisms involved
in
intimal disease should enable investigators to develop novel
therapies
for vascular disease. This proof of principle has already
been
established for antiproliferative therapies involving viral
expression
vectors as well as antisense oligonucleotide
technologies.
2 Similarly, an apoptosis-mediated
therapy for the regression
of intimal disease has been established
using an antisense strategy
directed at downregulating the expression
of Bcl-xL.
25 This
approach has been extended by recent
studies of Walsh and colleagues
33 using the rat balloon
injury model with a gene therapy strategy
involving the local
overexpression of FasL. Despite the obvious
limitations of current
adenoviral vectors, this approach to
inducing VSMC apoptosis
has efficacy in reducing intimal lesion
formation in this
context.
36 It is postulated that this approach
may
ameliorate the course of in-stent restenosis or accelerate
the
transition to an acellular fibrous cap in stable
atherosclerosis.
Thus, apoptosis-modulatory therapies hold promise in the
treatment of cardiovascular disease. However, the
advancement of these approaches to the clinic requires ongoing
diligence in exploring the vascular pathobiology in greater mechanistic
depth. The study by Chan et al12 raises the possibility
that intrinsic mechanisms of FasL resistance within certain VSMC
subpopulations may render a FasL-based gene therapy strategy relatively
impotent in the context of vessels with preexistent vascular disease
reminiscent of the clinical context. These concerns are reinforced by
the recent observations by Dichek and colleagues,37 who
used adenoviral expression vectors with FasL in a rabbit model of
atheroma formation. In this study, local expression of FasL
restricted to the endothelium actually exacerbated the
process of intimal lesion formation in hyperlipidemic
rabbits. Although the precise mechanism by which FasL seems to promote
intimal disease remains to be characterized, it is conceivable that
intimal VSMCs were relatively resistant to FasL-induced death
and thereby rendered the intervention ineffective. Similarly, it is
possible that FasL-induced endothelial cell death may
promote lesion formation. Moreover, there is a growing body of evidence
to suggest that, similar to TNF receptors, Fas is also capable of
activating other cellular processes in addition to the cell-execution
pathway.38 39 40 41 Therefore, it is conceivable that FasL
stimulation in Fas-resistant VSMCs could actually stimulate
proliferation, migration, or an activated state in these viable
VSMCs and thereby potentiate atherogenesis. Thus, in addition to the
usual caveats of using first- and second-generation adenoviral vectors,
it remains unclear whether a FasL-based gene therapy strategy will be
effective in a more complex context that more closely simulates the
clinical situation.
As we move to more sophisticated, mechanistically based
therapeutics for cardiovascular disease, it is clear
that our understanding of the pathobiology of vascular disease must be
equally sophisticated. The study by Chan et al12 provides
insight into the complexities of the intrinsic compensatory mechanisms
that VSMCs exhibit to promote cell viability under various conditions.
It is hoped that additional elucidation of the cell fate programs and
their roles as determinants of vessel function and structure will
foster the identification of even better targets for novel strategies
to treat vascular disease.
 |
Footnotes
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The opinions expressed in this editorial are not necessarily
those of the editors or of the American Heart Association.
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