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Circulation Research. 1999;85:e25-e32

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(Circulation Research. 1999;85:e25-e32.)
© 1999 American Heart Association, Inc.


UltraRapid Communication

A Mouse Model of Arterial Gene Transfer

Antigen-Specific Immunity Is a Minor Determinant of the Early Loss of Adenovirus-Mediated Transgene Expression

Giuseppe Vassalli, Ramtin Agah, Renli Qiao, Christina Aguilar, David A. Dichek

From the Gladstone Institute of Cardiovascular Disease (G.V., R.A., R.Q., C.A., D.A.D.), Daiichi Research Center (G.V., D.A.D.), and Department of Medicine (R.A., R.Q., D.A.D.), University of California, San Francisco, Calif.

Correspondence to David A. Dichek, MD, Gladstone Institute of Cardiovascular Disease, PO Box 419100, San Francisco, CA 94141-9100. E-mail ddichek{at}gladstone.ucsf.edu


*    Abstract
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*Abstract
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Abstract—We developed a murine model of arterial gene transfer and used it to test the role of antigen-specific immunity in the loss of adenovirus-mediated transgene expression. Adenoviral vectors encoding either ß-galactosidase (ß-gal) or green fluorescent protein were infused to the lumen of normal common carotids of CD-1 and C57BL/6 mice and atherosclerotic carotids of Apoe-/- mice. At 3 days after gene transfer, significant reporter gene expression was detected in all strains. Transgene expression was transient, with expression undetectable at 14 days. Next, a ß-gal–expressing vector was infused into carotids of ROSA26 mice (transgenic for, and therefore tolerant of, ß-gal) and RAG-2-/- mice (deficient in recombinase-activating gene [RAG]-2 and therefore lacking in antigen-specific immunity). ß-Gal expression was again high at 3 days but declined substantially (>90%) by 14 days. In vivo labeling with bromodeoxyuridine revealed that carotid endothelial proliferation was increased dramatically by the gene-transfer procedure alone, likely leading to the loss of episomal adenoviral DNA. Gene transfer to normal and atherosclerotic mouse carotids can be accomplished; however, elimination of antigen-specific immune responses does not prevent the early loss of adenovirus-mediated transgene expression. Efforts to prolong adenovirus-mediated transgene expression in the artery wall must be redirected. These efforts will likely include strategies to avoid the consequences of increased cell turnover. Nevertheless, despite the brevity of expression, this mouse model of gene transfer to normal and severely atherosclerotic arteries will likely be useful for investigating the genetic basis of vascular disease and for developing gene therapies. The full text of this article is available at http://www.circresaha.org.


Key Words: adenovirus • ß-galactosidase • gene therapy • ROSA26 • RAG-2-/-


*    Introduction
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up arrowAbstract
*Introduction
down arrowMaterials and Methods
down arrowResults
down arrowDiscussion
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Arterial gene transfer with adenoviral vectors is a useful technique for investigations in vascular biology and potentially for human gene therapy.1 2 3 The utility of adenoviral vectors as experimental and therapeutic tools is limited, in part, by brevity of transgene expression. Transgene expression declines precipitously within 2 weeks after adenoviral arterial gene transfer,4 5 6 thereby confining use of adenoviral vectors to investigations and therapies for which transient expression is adequate. Prolongation of adenovirus-mediated transgene expression could substantially increase its utility. The development of methods to prolong adenovirus-mediated transgene expression is most rationally guided by an understanding of the mechanisms by which expression is lost.

Substantial data, generated primarily in mouse models of hepatic, pulmonary, and skeletal muscle gene transfer, implicate antigen-specific immune responses to either adenoviral proteins or foreign, immunogenic transgenes in the loss of adenovirus-mediated transgene expression.7 8 9 10 11 12 Much of the data implicating antigen-specific immune responses to adenoviral proteins were produced in either athymic "nude" mice or in mice with targeted deletions of components of the immune system ("knockout" mice).7 8 9 Data supporting a role for foreign, immunogenic transgenes (such as Escherichia coli ß-galactosidase [ß-gal]) in the loss of adenovirus-mediated expression were also produced in mice.10 11 13 14 In contrast to the substantial data produced in liver, lung, and skeletal muscle models, a relatively small amount of data supports a role for the immune system in loss of transgene expression after arterial gene transfer.15 Technical difficulties involved in performing gene transfer in mouse arteries have prevented the use of informative mouse strains to test more definitively the role of immunity in the loss of transgene expression after arterial gene transfer.

We sought to test the role of the antigen-specific immune system in the loss of gene expression after arterial gene transfer and to determine, simultaneously, whether mouse arteries were a suitable substrate for informative vascular gene transfer studies. We developed a technique for gene delivery to the mouse common carotid artery and applied it successfully to both normal and atherosclerotic arteries. We then tested whether transgene persistence is prolonged in transgenic ROSA26 mice that are tolerant of the ß-gal reporter gene16 or in mice in which the recombinase-activating-2 gene (RAG-2-/-) is deleted, which therefore lack antigen-specific immunity.17 Surprisingly, neither transgene tolerance nor absence of antigen-specific immunity insured prolonged, stable transgene expression. Our data are most consistent with the notion that transgene expression is lost primarily due to increased cell proliferation that is triggered by manipulation of the artery at the time of gene delivery.


*    Materials and Methods
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*Materials and Methods
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Adenoviral Vectors
We used four replication-defective adenoviral vectors: AdRSVnlacZ and AdCMVnlacZ (both express nuclear-targeted ß-gal), AdCMV-EGFP (expresses green fluorescent protein), and AdNull (does not contain a transgene). Concentrated viral stocks were prepared, stored, and titered as described.4 As a control infusate, virus storage buffer (10 mmol/L Tris-HCl, pH 7.4, 1 mmol/L MgCl2, and 10% glycerol) was diluted with M-199 (Life Technologies) in the same proportions as was done for the virus stocks.

Gene Transfer Into Mouse Carotid Arteries
All animal procedures were approved by the Animal Care and Use Committee of the University of California, San Francisco. Mice used included male CD1, C57BL/6, and ROSA26 mice16 (C57BL/6x129 background; Jackson Laboratories, Bar Harbor, Maine); RAG-2-/- mice17 (C57BL/6x129 background; Taconic Farms, Germantown, NY); and Apoe-/- mice (C57BL/6 background; Berlex Biosciences, Richmond, Calif). Anesthesia, carotid surgery, ß-gal activity assay, and histochemical detection of ß-gal activity were performed according to procedures similar to those we have described previously for rats.4 Within each experimental group, background (endogenous) ß-gal activity was defined as the highest activity measured in an extract from a vessel transduced with AdNull. As expected, background ß-gal activity was high in carotid arteries of ROSA26 mice (see below).

Histology and Immunohistochemistry
Vessel harvest, embedding, frozen sectioning, hematoxylin and eosin (H&E) staining, and immunohistochemistry were performed essentially as described previously.6 T lymphocytes were detected by incubation of sections with a rat monoclonal antibody to mouse CD5 (Ly-1; 53-7.3; Pharmingen) at a final dilution of 1:100.

Injection of Mice With Bromodeoxyuridine and 5-Azacytidine
Bromodeoxyuridine (BrdUrd; Sigma) injection and immunohistochemical detection were performed essentially as described previously.5 Injection with 5-azacytidine (5-Aza), an agent that can demethylate genes and induce transcription both in vitro and in vivo, was performed as described.18

Statistical Analysis
Group results are presented as median (range). Comparisons between groups were made using the Mann-Whitney U test (for two groups) and Kruskal-Wallis ANOVA (for three groups).

An expanded Materials and Methods section is available online at http://www.circresaha.org.


*    Results
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*Results
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Adenoviral Gene Transfer to Normal Mouse Carotid Arteries
Carotid arteries of outbred CD1 mice were transduced with an adenoviral vector expressing ß-gal (AdRSVnlacZ; 108 to 1011 plaque-forming units [pfu]/mL) or with a vector that does not express a transgene (AdNull; 1x1010 pfu/mL) and were harvested 3 days later. Arteries infused with AdRSVnlacZ at 108 pfu/mL did not contain detectable vector-driven ß-gal activity (Figure 1ADown). ß-gal expression was detected above background levels in arteries infused with higher concentrations of AdRSVnlacZ: 109 pfu/mL, 0.4 µU/µg (0 to 1.7); 1010 pfu/mL, 1.8 µU/µg (0.4 to 2.3); 2x1010 pfu/mL, 1.5 µU/µg (0.3 to 11.3); 5x1010 pfu/mL, 1.4 µU/µg (0.5 to 1.9); and 1011 pfu/mL, 0.5 µU/µg (0.3 to 0.8). ß-Gal activity in arteries infused with AdNull at 1x1010 pfu/mL was 0.2 µU/µg (0 to 0.4; P<0.01 versus AdRSVnlacZ infused at this concentration). Because maximal ß-gal activity was obtained at 1 to 5x1010 pfu/mL, further studies were carried out with infusion of AdRSVnlacZ in this range.



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Figure 1. Transgene expression after in vivo gene transfer to mouse carotid arteries. Either AdRSVnlacZ or AdNull was infused at the indicated concentrations. ß-Gal activity was measured in carotid artery extracts at 3 days after gene delivery. Each data point is from an individual artery. The horizontal line is an estimate of the background in this assay caused by endogenous ß-gal activity and is set at a value equivalent to the highest level of ß-gal activity detected in an artery infused with AdNull. For clarity, all arteries with this level of ß-gal or less are indicated just below the line. The values in the Results are compiled from the raw data. A, Gene delivery into CD-1 mice revealed an optimal vector concentration of 1 to 5x1010 pfu/mL. B, Data from C57BL/6 mice. Infusion of AdRSVnlacZ at 1 to 5x1010 pfu/mL also produced ß-gal activity that was detectable in artery extracts.

Many informative transgenes and knockout mutations are maintained on the inbred C57BL/6 genetic background. To determine whether arterial gene delivery was also successful in this strain, carotid arteries of C57BL/6 mice were transduced with AdRSVnlacZ at 1x1010, 2x1010, and 5x1010 pfu/mL. ß-Gal activity in these arteries was 2.7 µU/µg (0.5 to 8.2), 1.5 µU/µg (0.3 to 31.0), and 0.53 µU/µg (0.5 to 2.8), respectively (Figure 1BUp). Arteries infused with AdNull at 1x1010 pfu/mL had ß-gal activity of 0.24 µU/µg (0.2 to 1.0; P<0.05 versus AdRSVnlacZ at 1x1010 pfu/mL).

To identify the cell type that expressed ß-gal, we first examined X-Gal–stained sections of arteries harvested 3 days after infusion of AdRSVnlacZ in CD1 mice. Blue nuclei were present almost exclusively in endothelial cells (Figure 2ADown). Approximately 10% of luminal endothelial cells had blue nuclei. No blue nuclei were seen in control arteries infused with AdNull and stained with X-Gal (not shown). Similarly, in CD-1 arteries infused with AdCMV-EGFP, {approx}10% of luminal endothelial cells demonstrated bright green fluorescence (Figure 2BDown). No such fluorescence was seen in arteries infused with AdNull.



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Figure 2. Transgene expression in mouse carotid arteries. A, ß-Gal expression in an artery transduced with AdRSVnlacZ, harvested 3 days after gene transfer, stained with X-Gal, and counterstained with nuclear fast red. The nuclei of several transduced endothelial cells stain blue; three of these cells are indicated by arrows. B, Green fluorescent protein expression in endothelium transduced with AdCMV-EGFP and examined 3 days after gene transfer. Several brightly fluorescent cells are present; three are indicated by arrows. C, ß-Gal expression in an artery of an Apoe-/- mouse. Transgene expression is present in endothelial cells (arrowheads) and in the adventitia (arrows). Adventitial expression in Apoe-/- carotids (seen only rarely in normal carotids) is likely due to leakage, because the arteriotomy in the Apoe-/- mice is left open during gene transfer (see Materials and Methods). Original magnifications: A, x300; B, x100; and C, x100.

Adenoviral Gene Transfer to Atherosclerotic Carotid Arteries of Apoe-/- Mice
We tested whether advanced atherosclerotic lesions in the carotid arteries of Apoe-/- mice were also susceptible to adenovirus-mediated gene transfer. ß-Gal activity in Apoe-/- carotids transduced with AdCMVnLacZ (6x109 pfu/mL) was 490 µU/µg (450 to 2400; n=3) compared with 40 µU/µg (40 to 41; n=2) in Apoe-/- carotids transduced with AdNull. The relatively high levels in both controls and experimentals likely result from a high background from tissue macrophages (which can express endogenous ß-gal19 ) and from use of the powerful AdCMVnlacZ vector (see below). X-gal–stained sections (Figure 2CUp) revealed ß-gal expression in 13% of endothelial cells (12% to 15%; n=3) and 9% of adventitial cells (7% to 15%; n=3). No nuclear-localized X-gal staining was detected in arteries transduced with AdNull.

ß-Gal Is Expressed Transiently After Arterial Gene Transfer
In addition to the arteries harvested at 3 days (reported above), carotid arteries in CD-1 mice were transduced with AdRSVnlacZ at 2x1010 pfu/mL and excised at 7 or 14 days after gene transfer. ß-Gal activity in arterial extracts was unchanged between 3 days (1.5 µU/µg [0.3 to 11.3]) and 7 days (1.4 µU/µg [0.81 to 1.8]) but declined to an essentially undetectable level at 14 days (Figure 3ADown). Similar results were obtained in C57BL/6 mice (Figure 3BDown): 1.8 µU/µg (0 to 54) at 7 days and 0.15 µU/µg (0.14 to 0.24) at 14 days.



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Figure 3. Time course of transgene expression after gene transfer to mouse carotid arteries. AdRSVnlacZ was infused at 2x1010 pfu/mL. ß-Gal activity was measured in carotid artery extracts at 3, 7, and 14 days after gene delivery. Each data point is from an individual artery. The horizontal line is an estimate of the background in this assay caused by endogenous ß-gal activity and is set at a value equivalent to the highest level of ß-gal activity detected in an artery infused with AdNull. For clarity, all arteries with this level of ß-gal or less are indicated just below the line. The values in the Results are compiled from the raw data. ß-Gal expression was detectable at both 3 and 7 days but not at 14 days in both CD-1 (A) and C57BL/6 (B) mice.

Adenovirus Infusion in Mouse Carotid Arteries Has Minimal Effects Beyond Those Caused by Vehicle Infusion Alone
Mouse carotid surgery is technically demanding. The utility of the mouse carotid model for biological investigations might be limited if surgery and adenovirus infusion per se had significant effects on the structure of the carotid artery wall. For example, if substantial neointimal formation, vessel damage, or inflammation was produced by adenovirus infusion, then it could be challenging to discern specific effects of overexpressed transgenes.6 We performed two independent experiments to investigate this issue. In the first experiment, frozen sections of arteries of CD1 mice infused with either AdRSVnlacZ, AdNull, or vehicle were stained with H&E and with specific antibodies to CD5 (a T-cell antigen) at 3 days (two arteries per group) and 10 days (three arteries per group). At 3 days, H&E–stained sections from arteries in all of the groups appeared similar: occasional medial necrosis was present (evidenced by absence of smooth muscle cell nuclei), and scant inflammatory cell infiltrates were seen in the adventitia. Immunohistochemical staining, however, detected virtually no CD5+ cells in these infiltrates. At 10 days, H&E–stained sections were again indistinguishable among the three experimental groups. In all arteries, there were areas of hypercellularity in both the media and adventitia. CD5+ cells were primarily restricted to the adventitia. There was a median of three (2 to 32) CD5+ cells per section in arteries infused with AdNull (n=3), three (2 to 3) CD5+ cells per section in arteries infused with AdRSVnlacZ, and one (0 to 11) CD5+ cell per section in arteries infused with buffer. The number of CD5+ cells per section did not differ significantly between the three groups (P=0.63).

In a second series of experiments, sections of perfusion-fixed arteries of C57BL/6 mice infused with either AdNull or vehicle were examined at 3 days (two arteries per group) and at 14 days (two arteries per group). At both time points, the histologic appearance of arteries from the AdNull and vehicle groups was similar. At 3 days, sections of arteries from both groups showed occasional endothelial denudation and smooth muscle cell loss. Apparent inflammatory cell infiltrates were seen primarily in the adventitia. At 14 days, sections of vessels from both groups demonstrated increased medial cellularity when compared with either uninstrumented arteries or to arteries harvested 3 days after gene transfer (Figure 4ADown through 4C). The adventitia of the 14-day arteries was also thickened compared with 3-day arteries and to unmanipulated arteries, and there were focal areas of inflammation (Figure 4ADown). There was only minimal evidence of neointimal growth: occasionally, one cell layer was present between the internal elastic lamina and the endothelium (Figure 4BDown). Thus, the surgical procedure itself can result in moderate tissue damage, inflammation, and vascular remodeling that is manifested by increased medial cellularity and adventitial thickening. (These changes were less prominent in arteries manipulated by more experienced operators [data not shown].) However, on the basis of histological and immunohistochemical analyses performed on multiple sections from a total of 12 adenovirus-infused arteries in two independent series of experiments, we did not detect an increase in inflammation or vessel damage that could be attributed to the infusion of adenovirus.



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Figure 4. Histology of mouse common carotid arteries. A and B, Sections from arteries infused with AdNull and harvested 14 days after infusion. C, Section from a normal artery (no surgical procedure or infusion before harvest). Arrows indicate an apparent inflammatory cell infiltrate (A) and a small area of neointima (B). H&E stain. Original magnification: x100.

ß-Gal Expression Is Not Stable After Arterial Gene Transfer in Transgene-Tolerant or Immunodeficient Mice
As an initial application of the mouse carotid model, we investigated the role of antigenicity of the transgene product (in this case, E coli ß-gal) in the rapid loss of transgene expression. We performed carotid gene transfer in ROSA26 mice, which are transgenic for (and therefore immunologically tolerant of) ß-gal. We did not use the AdRSVnlacZ vector for these experiments because preliminary experiments in untransduced carotid arteries of ROSA-26 mice revealed endogenous ß-gal expression at a level above that produced by AdRSVnlacZ infusion in either CD-1 or C57BL/6 mice (data not shown). Therefore, we constructed a new vector (containing a different promoter and an intron) that expressed higher levels of ß-gal: AdCMVnlacZ (see Materials and Methods). Left carotid arteries in six ROSA26 mice were transduced with AdCMVnlacZ. Four additional arteries were transduced with AdNull. Three AdCMVnlacZ arteries and two AdNull arteries were harvested at both 3 and 14 days after gene transfer (Figure 5ADown). At 3 days, ß-gal activity in the AdCMVnlacZ arteries was 279 µU/µg (275 to 353); ß-gal activity in the AdNull arteries was 37.5 µU/µg (21.8 to 53.2; P=0.057 versus AdCMVnlacZ). At 14 days, ß-gal activity in AdCMVnlacZ arteries had fallen by nearly 90%, to 29 µU/µg (25 to 42; P<0.05 versus 3 days). AdNull arteries harvested at 14 days contained 13 µU/µg (7 to 20; P=0.057 versus AdCMVnlacZ). Notably, the endogenous ß-gal levels in the carotids of ROSA26 mice (as measured in extracts from AdNull-transduced arteries) were substantially lower at 14 days than at 3 days after gene transfer (13 versus 37.5 µU/µg). This difference might be due to release of endogenous ß-gal from cells injured at the time of gene transfer. Because of this substantial difference, we set the "baseline" ß-gal levels differently at 3 and at 14 days (Figure 5ADown). This drop in baseline ß-gal expression suggested that transgene expression may persist in the ROSA26 mice at 14 days. Nevertheless, there was a large, statistically significant drop in the level of transgene expression between days 3 and 14.



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Figure 5. Transgene expression declines even in the absence of antigen-specific immunity. A, AdCMVnlacZ or AdNull was infused in carotid arteries of ROSA26 mice (transgenic for E coli ß-gal) at 5x109 pfu/mL. B, AdRSVnlacZ or AdNull was infused at 2x1010 pfu/mL in the carotid arteries of RAG-2-/- mice. ß-Gal activity was measured in carotid artery extracts at 3 or 14 days after gene delivery. Data points represent individual arteries. The horizontal lines are estimates of the background in this assay caused by endogenous ß-gal activity and are set at a value equivalent to the highest level of ß-gal activity detected in an artery infused with AdNull. For clarity, all arteries with levels of ß-gal at or below background are indicated just below the horizontal line. In the ROSA26 mice, this background level was lower at 14 days than at 3 days, potentially due to release of intracellular, endogenous ß-gal protein from cells wounded during the surgical procedure.

We next tested whether the absence of mature T and B cells (which would eliminate antigen-specific immune responses to both the transgene and adenoviral antigens) would permit persistent transgene expression in carotid arteries. We infused AdRSVnlacZ or AdNull to the carotid arteries of RAG-2-/- mice (Figure 5BUp). At 3 days after gene transfer, ß-gal activity was 14.8 µU/µg (5.9 to 33) in AdRSVnlacZ arteries but was undetectable in AdNull arteries (P<0.01). At 14 days, ß-gal activity in AdRSVnlacZ arteries decreased by nearly 90%, to 1.5 µU/µg (0.2 to 1.9; P<0.01 versus AdRSVnlacZ at 3 days). ß-Gal activity in AdNull arteries was 0.5 µU/µg (0.4 to 0.7; P<0.01 versus AdRSVnlacZ at 14 days). Thus, in the absence of antigen-specific immunity, transgene expression persists at 14 days, but at a significantly lower level.

We considered whether the apparent persistence of low levels of ß-gal activity in the ROSA-26 and RAG-2-/- mice at 14 days might be due solely to the higher initial levels of ß-gal activity in these mice (compare 3-day values in Figure 5Up [ROSA-26 and RAG-2-/-]) to those in Figure 3Up [CD1 and C57BL/6]). To test this hypothesis, we infused the high-expressing AdCMVnlacZ vector to the carotids of six C57BL/6 mice (Figure 6Down). Three days after gene transfer, ß-gal activity in these arteries was 480 µU/µg (360 to 780). This activity is similar to that found at 3 days in both Apoe-/- mice and ROSA-26 mice infused with AdCMVnlacZ (Figure 5AUp) and far higher than the 3-day values in CD1, C57BL/6, and RAG-2-/- carotids infused with AdRSVnlacZ (Figures 3Up and 5BUp). Despite these high initial levels, the ß-gal activity in C57BL/6 carotids transduced with AdCMVnlacZ and harvested at 14 days declined by more than 97% (11 µU/µg [7 to 12]; P<0.05 versus 3 days) and did not differ from the ß-gal activity in C57BL/6 carotids transduced in parallel with AdNull: (8.5 µU/µg 6.8 to 24; P=0.66 versus AdCMVnlacZ at 14 days). Thus, the low-level persistence of ß-gal expression found in RAG-2-/- mice (and possibly in ROSA26 mice) is not due solely to the presence of high initial levels of ß-gal expression.



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Figure 6. AdCMVnlacZ vector produces high-level, but transient, expression in carotid arteries of C57BL/6 mice. AdCMVnlacZ or AdNull was infused at 5x109 pfu/mL, and ß-gal activity was measured in carotid artery extracts at 3 days or 14 days after gene delivery. Data points represent individual arteries. AdNull 3-day arteries were not included in this experiment because they had been completed as part of an earlier series of experiments in C57BL/6 mice (Figure 1BUp) and had uniformly low levels of ß-gal activity. Because the ß-gal activity measurements at 14 days were all within a narrow range with no difference between the two groups, the positions of each of the individual data points are shown.

Treatment With 5-Aza Does Not Reactivate Gene Expression
Carotid arteries of 11 C57BL/6 mice were infused with AdCMVnLacZ at 1.5x109 pfu/mL. Four arteries were harvested 3 days after gene transfer. The remaining seven arteries were harvested at 14 days. Four days before harvest, four of the mice were injected with the demethylating agent 5-Aza. ß-Gal expression in arterial extracts was high at 3 days, 16 µU/µg (7.6 to 51), but fell to background levels in all 14-day arteries, regardless of 5-Aza treatment (0.05 µU/µg [0.020 to 0.071] without 5-Aza versus 0.038 [0.013 to 0.067] with 5-Aza; P=0.4).

Increased Endothelial Turnover in Surgically Manipulated Arteries
We previously described a transient increase in endothelial cell proliferation after infusion of either buffer or adenoviral vector into rat carotid arteries.5 20 Because adenoviral vectors persist as episomes, they could gradually be lost in replicating cells. To investigate whether increased cell proliferation induced by the surgical procedure or virus infusion might contribute to the loss of transgene expression, we infused vehicle or AdNull into carotid arteries of C57BL/6 mice. Four days later, the mice were injected with BrdUrd to label proliferating cells, and their arteries were harvested. As controls, BrdUrd was also infused in two unoperated mice. As expected,21 there were no proliferating endothelial cells in the carotid arteries of the unoperated mice. In contrast, endothelial proliferation was 16% (3.0% to 30%; n=7) in vehicle-infused arteries and 19% (14% to 29%; n=4) in arteries infused with AdNull (P=0.32). Thus, endothelial cell proliferation is increased substantially by the infusion procedure alone. This increased proliferation may account for the loss of transgene expression.


*    Discussion
up arrowTop
up arrowAbstract
up arrowIntroduction
up arrowMaterials and Methods
up arrowResults
*Discussion
down arrowReferences
 
The present study had two principal aims: to determine whether the mouse carotid artery is a suitable substrate for informative gene transfer experiments and to test whether avoidance of antigen-specific immune responses would permit prolonged adenovirus-mediated transgene expression in the artery wall. Our major findings were as follows: (1) adenoviral gene transfer can be accomplished reproducibly in both normal and atherosclerotic mouse arteries; (2) transgene expression declines to background levels by 2 weeks; (3) infusion of adenovirus does not cause vascular injury beyond that caused by the surgical procedure alone; (4) loss of transgene expression is not due solely to antigen-specific immune responses; and (5) the surgical procedure results in increased endothelial turnover, which accompanies the loss of transgene expression.

Despite the technical difficulties involved in isolating, cannulating, and infusing a mouse carotid artery, gene delivery in the mouse carotid promises to be a powerful experimental tool. Transgene expression is reproducible and robust (Figures 5Up and 6Up) with levels of ß-gal expression equivalent to those we have reported in rat and rabbit arteries.4 5 6 Because we have obtained biologically interesting phenotypes after adenoviral gene transfer into rats and rabbits,20 22 23 it is likely that this expression level is adequate to manipulate the arterial phenotype in mice. Indeed, in a small series of experiments in which mouse carotids were transduced with a vector expressing transforming-growth factor-ß1 (TGF-ß1), we reproduced the phenotype of cartilaginous metaplasia that we first reported in rats20 (R. Agah, unpublished data, 1998). The availability of genetically engineered mice (both knockout and transgenic lines) may allow us to identify the molecular mechanisms through which TGF-ß1 generates this dramatic phenotype. In addition, gene transfer experiments in the carotid arteries of Apoe-/- mice might delineate the local effects of gene products on plaque progression, regression, or rupture. Again, this mouse model may be particularly useful because advanced atherosclerotic plaques such as those in carotids of Apoe-/- mice are either difficult or impossible to produce in rats, rabbits, and pigs.

Probably as a result of its size, the mouse carotid artery is occasionally injured during gene transfer surgery (although this injury is minimized as an operator gains experience). Importantly, despite this injury, we observed almost no neointimal formation in transduced arteries. The absence of neointimal formation indicates that the mouse carotid model will also be useful for gene transfer experiments that investigate the genetic basis of neointimal formation.24 25 26 Such experiments can be carried out productively, despite the brevity of transgene expression. Similar investigations in other species have yielded insights, despite only short-term (<=2 weeks) transgene expression.2 20 27 28

We applied the mouse model to test whether arterial wall transgene expression could be prolonged by avoiding antigen-specific immune responses. Numerous reports, all performed in other organ systems, describe prolongation of adenovirus-mediated transgene expression by strategies that defeat immune surveillance, either by immunosuppression of the host9 29 30 31 32 or by engineering of the vector to decrease production or presentation of foreign antigens.12 33 34 35 The strongest evidence for a role of the immune system in loss of transgene expression comes from studies in liver and skeletal muscle showing prolongation of expression both in immune-deficient mice and in mice that are tolerant of an adenovirus-encoded transgene.7 9 10 Surprisingly, in both the ROSA26 and the RAG-2-/- mice, we detected a steep (>90%) drop in transgene expression between 3 and 14 days. Thus, although in other organ systems immune responses to adenoviral or transgene antigens are both necessary and sufficient to eliminate adenoviral vector–mediated transgene expression,10 36 37 these responses do not play a major role in the near-complete loss of transgene expression after adenoviral gene delivery to mouse carotids.

If the antigen-specific immune system is not the major factor determining loss of arterial wall transgene expression, then what is? Immune system components that function independently of the generation of antigen-specific immunity (such as macrophages) can eliminate adenoviral vectors from the livers of both immunocompetent and immunodeficient mice.38 However, macrophage-mediated elimination of the adenoviral genome occurs primarily in the first 24 hours, too early to explain the loss of expression in our study. We also considered that promoter shutdown, for example due to methylation,39 might play a role in extinction of transgene expression. However, promoter shutdown is an unlikely explanation for two reasons. First, the decline in transgene expression followed a nearly identical time course in mice transduced either with AdRSVnlacZ or AdCMVnlacZ. It is unlikely that the two promoters in these vectors, which are both capable of mediating long-term transgene expression in other settings,15 40 would be shut down so promptly in this model and with precisely the same kinetics. Second, treatment with the demethylating agent 5-Aza, which leads to recovery of in vivo expression from silenced murine retroviral vectors,18 41 did not increase transgene expression.

Our data are most consistent with the notion that transgene expression declines because of cell proliferation combined with vector and cell loss. This is not a novel mechanism for loss of transgene expression. Indeed, the slow decline in transgene expression after adenoviral gene transfer to mouse livers has been attributed, in part, to the gradual replacement of transduced hepatocytes with proliferating, untransduced cells.8 14 42 If low rates of cell proliferation are responsible for the gradual loss of hepatic transgene expression in these studies, then in highly proliferative tissues, such as the carotid endothelium on day 4 after infusion, transgene expression would decline rapidly. Elevated endothelial proliferation is also present after gene transfer to rat5 20 and rabbit arteries (D. Dichek, unpublished data, 1999). Thus, this feature is not a specific limitation of a mouse arterial gene transfer model.

Several plausible mechanisms might be responsible for loss of adenovirus-mediated transgene expression in highly proliferative tissues such as the endothelium of a recently operated artery. First, adenoviral DNA would be diluted as cells (and their chromosomal DNA) replicate whereas the episomal adenoviral DNA does not. Second, the proliferative cells likely include progeny of untransduced cells from areas of the artery adjacent to the site of vector infusion. As these cells proliferate and migrate to cover areas exposed by cell loss, they may replace transduced cells. Third, episomal DNA may be less tightly controlled and therefore less stable than chromosomal DNA during mitosis, leading to loss of vector DNA as transduced cells divide. Fourth and perhaps most importantly, endothelial proliferative rates of 16% per day (see above) in an artery that is not growing rapidly or developing thickened endothelium (neither of which was noted at 14 days) must be accompanied by cell loss. Because endothelial cells spread, proliferate, and migrate rapidly in response to adjacent cell loss,43 it is far more difficult to document cell loss than cell proliferation. Nonetheless, whenever a transduced cell is lost, the adenoviral DNA in the cell is lost as well, and this DNA is not replaced. Confirmation of any of these mechanisms in vivo represents a substantial experimental challenge.

If arterial transgene expression is lost due to increased cell proliferation, will the duration of expression after adenovirus-mediated vascular gene transfer also be limited in other settings? Data from our laboratory and other laboratories suggest that this is likely. In previous studies performed in rat carotids, we detected increased proliferation of both untransduced and transduced cells after infusion of adenoviral vectors.5 20 Proliferation was increased for both endothelial and smooth muscle cells and was unrelated to the presence of a specific transgene. Other groups have reported that vascular cell loss and proliferation are increased simply by surgical manipulation of an artery, in the absence of infusion.44 45 Although these results were all obtained in surgical models, it is probable that catheter-based46 or ex vivo gene transfer techniques47 will also increase vascular cell proliferation as a consequence of trauma to the normally quiescent artery wall. Taken together, these data predict that strategies that circumvent the immune response to adenovirus are unlikely to result in prolonged, stable transgene expression in the artery wall. This prediction appears to be borne out by a recent preliminary report in which infusion of a second generation adenoviral vector in rabbit carotid arteries caused less inflammation but yielded only minimal prolongation of transgene expression.48 Studies in our own rabbit carotid model have yielded similar results (D. Dichek, unpublished data, 1999). It is possible that our previous report of prolonged gene expression in carotid arteries of rats treated with cyclosporin A may reflect a cell-autonomous action of cyclosporin A (ie, decreased apoptosis) that is independent of any effect on the immune system.49 Prolongation of adenovirus-mediated transgene expression in the artery wall will likely require both avoidance of antigen-specific immune responses and circumvention of the consequences of cell proliferation and loss. Use of vectors that achieve chromosomal integration (such as retrovirus or adeno-associated virus) or enhancement of transduced cell survival (for example by more refined surgical techniques or transfer of genes that enhance cell survival) are two means by which this goal might be accomplished.

In summary, experiments performed in a mouse model suggest that nonimmune mechanisms are largely responsible for the early loss of adenovirus-mediated transgene expression. These experiments also set the stage for informative, short-term gene transfer experiments in the arteries of knockout, transgenic, and atherosclerotic animals.


*    Acknowledgments
 
G.V. was supported by the Swiss National Science Foundation, the Swiss Biomedical Foundation, and the Swiss Association against Hypertension. R.A. was supported by a National Research Service Award from the National Institutes of Health. (T32HL07731). This work was supported in part by grant HL60504 and HL61860 (to D. D.). D.D. is an Established Investigator of the American Heart Association. We thank Ruth Linnemann, Dale Newland, Ricky Quan, and Ilsa Sauerwald for technical assistance; John Carroll and Neile Shea for help with graphics; Gary Howard and Stephen Ordway for editorial advice; Dr R. Sahli (University of Lausanne, Switzerland) for AdCMV-EGFP; and Dr Gabor Rubanyi (Berlex Biosciences) for providing the Apoe-/- mice.

Received September 22, 1999; accepted September 23, 1999.


*    References
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up arrowAbstract
up arrowIntroduction
up arrowMaterials and Methods
up arrowResults
up arrowDiscussion
*References
 
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