Point/Counterpoint |
From the Krannert Institute of Cardiology (S.B., K.L.M.), Indiana University School of Medicine, and the Richard L. Roudebush Veterans Administration Medical Center (K.L.M.), Indianapolis, Ind.
Correspondence to Keith L. March, MD, PhD, FACC, Krannert Institute of Cardiology, 1111 West 10th St, Indianapolis, IN 46202. E-mail march{at}kimail.dmed.iupui.edu
| Abstract |
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Key Words: gene therapy restenosis local delivery vectors transduction efficiency
| Introduction |
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Thomas Jefferson (1790)
Nearly a decade has elapsed since the first descriptions of the site-directed transfer of exogenous genetic material into the vascular system.1 2 3 Since these initial experiments, techniques of vascular gene transfer have been successfully used to evaluate hypotheses concerning the function of selected proteins in the vasculature by their targeted overexpression.4 5 6 These reports have sparked the anticipation that such approaches would be used for the therapeutic modulation of vascular responses, including stenosis after injury and restenosis. Although there have been many advances in the knowledge of the possibilities and limitations involved in somatic transgenesis of the vascular tree, it still remains to be demonstrated that such an approach is likely to offer practical therapeutic benefits to patient populations at risk for restenosis.
Given the length of time since the initial reports, many question whether gene therapy will ever be useful in the treatment of restenosis. In fact, a significant lag time between the pioneering work in this field and demonstration of clinical utility is not surprising in light of the range of developments that are required to provide a foundation for future clinical trials. This knowledge base is composed of experimental success and of increasingly sharply defined technical limitations, leading in turn to conceptual revision. In several areas, much progress has been made by experiments highlighting unexpected difficulties and resulting in an appreciation for the need for more comprehensive understanding of vascular biology, gene expression, vector design, and catheter-tissue interactions. The eventual demonstration of the efficacy and safety of gene transfer in inhibiting restenosis will clearly depend on the continuation of carefully designed preclinical efforts. It is the purpose of this article, as well as the accompanying article7 in this issue of Circulation Research, to provide a balanced overview of progress toward such a therapeutic goal and the possibility of its eventual achievement. This review deliberately takes the position that current data indeed support cautious optimism that genetic approaches will in fact provide for restenosis reduction and emphasizes the experimental success as well as the progress that has been made over the past decade in defining the key problems for solution.
The majority of the present review is devoted to three areas, the ongoing development of which is critical to the desired goal: (1) the selection of potentially therapeutic gene products to express in the vascular wall, (2) the multiple vectors available for introduction of these genes into cells, and (3) the range of catheter-based and other approaches to the mechanical delivery of vectors to the target cells. Any practical gene therapy for restenosis will depend on the appropriate choice of all three of these interdependent elements. The gene product chosen for introduction must affect molecular targets in the vessel wall in a way that produces a desirable response, the vector must be capable of efficient gene transfer with an appropriate safety profile, and the mechanical delivery approach must consistently place the vector in the desired region with relative ease. These requirements correspond precisely with concepts routinely used in the development of classical drug therapies and described using formalisms of pharmacokinetics. According to this terminology, the gene to be delivered is the prodrug, whereas the actual drug(s) is the gene product(s) (whether RNA, a protein, or the product of an enzymatic reaction carried out by the new protein), which arises by a series of biotransformations from the genetic prodrug. The vector itself represents the formulation of the therapeutic agent (as in the case of a coated tablet or capsule), whereas the delivery approach used defines a route of administration. The delivery mechanism actually used to deposit the vector will profoundly affect the distribution and function of the delivered material, just as more classical methods of drug administration (eg, oral, intramuscular, and intravenous) play significant roles in the clinical effects of virtually all medical therapies. Each of these components will now be explored in detail.
| Candidate Gene Products for Local Therapeutic Expression |
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Cell Proliferation
Most studies targeting restenosis have been based
on the paradigm that proliferation plays a major role in its
development and thus have focused on strategies to reduce smooth muscle
cellular proliferation. These studies have attempted to either inhibit
cell cycle entry ("cytostatic" strategy) or to cause the death of
cells that have entered the cell cycle ("cytotoxic" strategy). The
cytostatic approach is exemplified by the overexpression of a
constitutively active mutant form of the retinoblastoma protein RB,
which functions to complex with the E2F family of transcription factors
and block entry into the cell cycle. This RB mutant has been introduced
after balloon injury into the iliofemoral artery of the pig and the
carotid artery of the rat by using adenoviral vectors and a "dwell"
method, in which all branches are ligated and the vector suspension is
placed between proximal and distal balloons or ligatures for 20 minutes
(in pig models) to permit adequate transduction.8
That study demonstrated significant reductions in the intima-to-media
ratio in both rats and pigs. An alternative cytostatic strategy has
used the overexpression of the endogenous cyclin kinase
inhibitor protein p21 with similar
results.9 This protein functions to negatively
regulate S-phase entry by inhibition of cyclin-dependent
kinases.10 Other genes that have been found to be
cytostatic in vivo have included the homeodomain gene
gax11 and the dominant-negative mutants of
ras.12 13
A cytotoxic approach described by several laboratories involves the intramural expression of enzymes capable of converting nucleoside analogues into toxic metabolites that cause an interruption of DNA replication and the consequent death of transduced cells entering the S phase in the presence of the nucleoside analogue. The best known of these gene/drug combinations is the thymidine kinase isozyme derived from the herpes simplex viral genome, which can phosphorylate the inactive drug ganciclovir to ganciclovir phosphate, which is, in turn, capable of interrupting DNA synthesis. The expression of this enzyme and drug activation have again been tested using adenoviral dwell techniques, and use of this enzyme was found to result in a 35% to 87% reduction of the intima-to-media ratio, depending on the specific model and degree of injury.14 15 16 An analogous approach has used the expression of cytosine deaminase and coadministration of 5-fluorocytosine,17 with a 45% reduction of neointimal proliferation.18 The recent recognition of substantial frequencies of programmed cell death or apoptosis both in native atherosclerotic plaques and in vascular tissues after balloon injury19 20 suggests the induction of apoptosis as a particular cytotoxic approach of potential interest. Whether the expression of genes enhancing the incidence of programmed cell death would be specifically desirable remains to be tested.
Cell Migration
The extent to which postinjury growth in intimal mass is dependent
on the centripetal migration of preexisting smooth muscle cells or
myofibroblasts proceeding along a differentiation pathway to become
smooth musclelike cells is only recently being
investigated.21 22 23 Key elements of the migratory
process include activation of signaling pathways involving tyrosine
kinases, such as the receptors for platelet-derived growth
factor24 25 and nerve growth
factor,26 cytoskeletal reorganization, and the
expression and activation of a variety of proteases directed to
facilitating migration through the extracellular matrix. These
proteases include plasminogen
activators27 28 as well as the family
of matrix metalloproteases.29 30 Such
observations suggest several potential approaches to the modulation of
cell migration, including the local overexpression of protease
inhibitors such as the tissue inhibitor of
metalloprotease (TIMP) family.31 32 Indeed,
overexpression of TIMP-1 has reduced intimal formation in injured rat
carotid arteries (J. McEwan, unpublished data, 1997). However, such
approaches are presumably in opposition to processes involving the
migration of endothelial cells required for
reendothelialization as well as
angiogenesis.33 34 As such, genetic (as well as
nongenetic) manipulations designed to reduce or enhance migration will
require cautious monitoring to ensure that they do not
inadvertently promote adverse outcomes.
Antithrombotic Strategies
A number of elegant studies have examined the possibility of
seeding stents or grafts with genetically modified
prothrombolytic or anticoagulant
endothelial cells either
before3 35 36 or after (S.R. Bailey, unpublished
data, 1997) placement. These cells have overexpressed tissue
plasminogen activator as well as urokinase
plasminogen activator and have been shown to
possess enhanced local antithrombotic activity in
vivo.35 The local expression of hirudin after
adenoviral gene transfer in situ has been found to reduce
neointimal formation by 35%.37
Recent experiments have revealed an unexpected adverse effect of the
endothelial overexpression of tissue
plasminogen activator, in that the transduced
cells were demonstrated to show a significantly increased rate of
detachment from seeded stent surfaces after their in vivo
placement.36 This observation highlights the
potential for unexpected and potentially pathological results occurring
when the "genetic ecosystem" of the vascular wall is unbalanced by
the overexpression of specific genes in the absence of appropriate
physiological regulation and feedback
controls.38
Another group of genes directed to inhibiting thrombosis as well as associated neointimal proliferation target platelet activation or aggregation rather than coagulant or thrombolytic pathways. These include two enzyme families: the NO synthases (inducible, constitutive, or neuronal isoforms) and the cyclooxygenases (prostaglandin H synthases I and II). The local expression of these enzymes increases the synthesis of small molecules, which are in turn the true active agents, NO and prostacyclin, respectively. The hemagglutinating virus of Japan (HVJ)/liposomebased overexpression of constitutive (endothelial) NO synthase in the setting of balloon injury has reduced neointimal formation after balloon injury.39 The introduction of adenoviral vectors encoding endothelial NO synthase using a catheter capable of direct intramural injection (described below) has been demonstrated to inhibit neointimal accumulation in the porcine coronary balloon overstretch model by up to 50% at 4 weeks after injury.40 The latter data are particularly exciting because of the use of a delivery catheter41 and rapid infusion protocol, which have been successfully implemented for coronary delivery of other substances in patients.42 Local transduction of prostaglandin H by adenoviral vectors has resulted in substantial reductions in cyclic flow variations occurring as a consequence of platelet thrombi dynamically forming after arterial injury.43
Therapeutic Reendothelialization
The expression of factors promoting endothelial
growth may accelerate the recovery of vascular physiology after
mechanical injury by the facilitated restitution of
endothelial surface coverage. This, in turn, is
potentially associated with reduction in the thrombotic and
proliferative environment of the vascular wall. Evidence supporting the
utility of this approach has recently been generated by studies in
carotid44 45 as well as
iliofemoral46 arteries, in which the local
intravascular44 46 or
extravascular45 expression of vascular
endothelial cell growth factor (VEGF) was associated
with accelerated endothelial coverage and also with
significantly diminished medial proliferation. Furthermore, the gene
transfer of VEGF has been demonstrated to accelerate stent
endothelialization and diminish intimal thickening by
56% in stented rabbit iliac arteries.47
Candidate Gene Products: Promises and Problems
The preservation of arterial patency that has been
demonstrated in animal injury models after the forced expression of any
of several genes as described above provides strong confirmation that
the introduction of specific gene products can successfully confer
biological effects with the promise of potentially therapeutic
activity. It also suggests that the modulation of any one of a range of
molecular pathways is sufficient for such effects, at least in these
models. As such, even more prominent results might be obtained by
combination gene therapy involving either vectors encoding multiple
gene products with complementary activities or the coadministration
of distinct vectors encoding such products.
Whether promising preclinical results can be extrapolated to human restenosis will depend on the extent to which the current animal models, which involve stenotic responses of normal vessels, mimic molecular pathways that are shared by the human restenotic response of diseased vessels. Concerns about the therapeutic implications of these results are highlighted by recent questions concerning the importance of proliferation in the human restenotic setting.48 49 Current evidence from serial ultrasound studies after angioplasty suggests that perhaps only 30% of the luminal loss occurring over 6 months after angioplasty involves growth in the plaque area, whereas the remainder reflects constrictive "remodeling" of all tissues circumscribed by the external elastic lamina.50 51 Testing and application of antiproliferative strategies will thus likely occur as an adjunct to stent placement, after which restenosis will predominantly involve proliferation without inward remodeling. As other physiological processes such as remodeling are determined to play important roles in restenosis, additional targets will thus be sought for genetic modulation. At present, particularly favorable consideration may be given to genes encoding products that are secreted by transduced cells, so that the effects of gene transfer would effectively be amplified by a paracrine mechanism.
| Vector Systems for Vascular Gene Transfer |
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Plasmid-Based Gene Transfer
Several early studies of direct in vivo vascular gene
delivery used plasmid DNA1 53 54 55 in complex with
liposome-based carriers. Cationic liposomes interact with negatively
charged plasmid DNA to form complexes able to fuse with cell membranes,
releasing plasmid DNA into the cytoplasm. Such vectors are relatively
inefficient, with a typical maximum of 0.1% to 1% of vascular target
cells transduced in vivo by these agents, although recent modifications
in lipid composition have achieved up to 4% to 5% transduction
efficiency of vascular cells in vivo (R. Grove, unpublished data,
1997). Such low transduction levels would not be expected to be
adequate for studies involving molecules that are active only in the
cells in which they are overexpressed. However, plasmid-based gene
transfer has been accompanied by remarkable biological effects when
used to mediate in vivo expression of potent secreted molecules, such
as VEGF.45 46 47 56 In fact, the initial human
experience with vascular-directed local gene transfer has been
pioneered in two ongoing trials using plasmid DNA encoding VEGF: one
directed at enhancing peripheral
angiogenesis57 and the other directed at
inhibiting peripheral
restenosis.58
Plasmid DNA transfection may be enhanced by the assembly of nonviral transduction complexes incorporating features of viruses such as ligands, which mediate target cell binding and complex endocytosis, and peptides or viral proteins, which facilitate endosomal lysis and the consequent cytoplasmic access of the plasmid DNA. For example, complexes including adenoviral proteins, transferrin, and polylysine-DNA complexes have demonstrated transferrin receptormediated endocytosis and improved transfection efficiency.59 60 Furthermore, several reports have described the use of liposomal plasmid vectors incorporating elements of the fusigenic Sendai/HVJ-virus capsid to enhance arterial gene transfer.39 61 Such advances in plasmid-based transfer methodology are encouraging, given the less stringent regulatory concerns that surround proposals for nonviral clinical trials.
Retroviral Gene Transfer
Retroviral vectors were also evaluated in the earliest studies of
arterial gene transfer.1 2 A
potentially attractive feature of this vector lies in its ability to
integrate into the genome of target cells, thus conferring the
long-lasting expression of transgenes. However, use of these vectors
for gene transfer has been associated with low
efficiencies,53 which are presumably due to both
the comparatively low available vector concentrations
(
106 transducing units/mL) and their
requirement for host cell proliferation. Most vascular gene transfer
studies have not emphasized retrovirus-based vectors because of these
limitations. However, in vivo vascular transduction may be feasible
using recently developed pseudotyped retroviral vectors that display
the vesicular stomatitis virus G protein on their
envelopes62 63 64 ; these vectors may be prepared at
concentrations of nearly 1010 transducing
units/mL64 and, accordingly, are expected to
manifest proportionally increased efficiencies.
Adenoviral Gene Transfer
Adenoviral vectors have been described as achieving transgene
expression in vivo in >10% to 30% of vascular target cell
populations, on the basis of their high concentrations and their
ability to transduce nondividing cells; such efficiencies are 100- to
1000-fold higher than reported using retroviral
vectors.53 They have therefore been most
frequently used for vascular gene transfer and have been instrumental
in obtaining the proofs of principle for
physiological effects of most of the putative
therapeutic genes described
above.8 10 14 15 37 40 43 However, such
successful transduction of vascular tissues has routinely been obtained
by the isolation of arterial segments between dual
ligatures or catheter balloons in conjunction with blocking all the
branch vessels from the selected segments; this has been followed by
the introduction of vector suspensions into these target regions and
prolonged dwell time periods before the reestablishment of blood
flow.65 66 67 68 Such techniques have maximized gene
transfer as a result of the prolonged time available for binding of
vector but, unfortunately, may only be extrapolated to clinical
situations in which unbranched target segments may be occluded for
prolonged periods. This serious limitation to clinical extension in the
coronary arteries will be addressed below with respect to
delivery.
Despite the advantages of adenoviral vectors, transduction by the first generation of adenoviral vectors is associated with biological responses that have an impact on their future clinical utility. These vectors retain the majority of the parent virus genome, which in turn is associated with undesired gene expression that results in both immune69 70 and vascular inflammatory71 72 responses to transduction. Whether purely due to these effects or also related to other phenomena, gene expression from adenoviral vectors in vivo peaks within 1 week and is limited to 2 to 4 weeks in virtually all immunocompetent systems. Such a lack of persistence might be acceptable, given the positive short-term results described with these vectors above, but could limit efficacy against human restenosis, which takes at least 6 months to develop fully.50 73 The immune responses to adenoviral vectors involve cellular immunity dependent on CD4+ and CD8+ T cells directed to both vector74 75 and transgene-encoded76 determinants; they also involve neutralizing antibody to viral capsid proteins in the initial vector inoculum, which can inhibit further gene delivery using the same vector.70
Several approaches have been described to reduce or eliminate these immune responses. Three of these approaches involve (1) reduction of the expression of immunogenic viral proteins by introduction of additional functional blocks into the vector genome, such as by insertion of a temperature-sensitive mutation into the E2A region77 78 79 or further deletion of the E4 region,80 81 82 (2) total elimination of expression of viral proteins, which is also associated with an enlarged capacity for the transport of foreign DNA with sizes nearing that of the viral genome,83 84 and (3) transient ablation of T-cell activation to prevent the effector responses of the CD8+ T and B cells. Encouraging results demonstrating enhanced persistence of gene expression and reduced inflammation have been obtained by coadministration of adenoviral vectors with either immunosuppressive agents or one of several targeted immunomodulators, such as CTLA4Ig, and monoclonal antibodies to CD4, CD8, CD11A, and B7.85 86 87 A fourth approach is the reduction of input vector, thus reducing the antigenic burden. This may be possible by vector modifications that enhance cell internalization efficiency88 89 at lower vector doses or by the use of promoters confirming enhanced expression of the desired therapeutic gene to produce "higher potency" vectors.90 Although all of these approaches have promise, it seems likely that the development of vectors with highly ablated viral gene expression holds the greater potential for vascular-targeted genetic therapies. Such "third-generation" adenoviral constructs presently await testing in animal models of arterial gene transfer.
Adeno-Associated Gene Transfer
AAV vectors are quite different from most adenoviral vectors
in the absence of expressing viral sequences as well as in their
potential for integration into the host genome, although the frequency
and consistency of this event is less clear for current
vectors than for the parent virus.91 These
features appear to render them capable of producing recombinant in vivo
gene expression for prolonged periods of time (at least 6 months)
without prominent inflammation in extravascular
systems.92 Whether these advantages will be borne
out in vascular tissues in vivo is not yet clear but is strongly
suggested by the consistencies found between vascular and extravascular
tissues with respect to effects of other vector systems. Recent
developments in the ability to generate highly concentrated AAV vector
preparations (
1010 transducing particles/mL)
have made possible initial studies showing the feasibility of in vivo
vascular delivery.93 94 These vectors thus show
early, but significant, promise for eventual utility in vascular
transduction.
| Mechanical Approaches for Vector Delivery |
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Endovascular Delivery Approaches: Convective, Diffusive, and
Energy-Assisted
Convective delivery devices are characterized by comparatively
high-flow limited-time deliveries, with the predominant delivery
mechanism thus expected to be convection rather than diffusion. These
include the porous and microporous infusion catheters. The initial
porous balloon catheter as described by Wolinsky and
Thung96 has been used for delivery of a range of
vectors, including plasmids, retroviruses, and
adenoviruses.53 69 97 98 99 Such experiments using
porous balloon catheters to rapidly instill vector suspensions onto or
into vessel walls from the luminal surface have been associated with
transduction efficiencies significantly lower than values easily
obtainable in vitro in cell culture
experiments.53 This is largely due to the
kinetics of vector-cell attachment, which are
slow100 in comparison to the bulk convection of
the vector particles on exit from the catheter orifices. These
experiments have also demonstrated prominent vectoremia after
instillation,101 the direct consequence of
inefficient initial vector adsorption at the target site, with
"upstream" or "downstream" delivery of the infusate during
inflation.102 Currently under way are experiments
investigating approaches to maximize local disposition of vector while
minimizing systemic distribution by the use of matrices intended to
retain vector particles locally, thus favoring productive
vector-cell collisions.100 Increases in
transduction have recently been demonstrated in vivo using hydrogel
adjuvants.103 Another approach in the restriction
of systemic vector effects involves the use of vectors with
vascular-specific promoter elements or controllable gene expression;
both approaches are currently under active investigation.
A distinct category of delivery devices permits more prolonged endovascular vector contact and thus diffusion. The earliest intravascular delivery approach involved a device with proximal and distal balloons capable of isolation of the intervening arterial segment for subsequent delivery; such a double-balloon catheter has been used to deliver retroviral and adenoviral vectors as well as transfected endothelial cells and smooth muscle cells into nonatherosclerotic porcine femoral arteries.1 15 68 98 Recent designs of these devices allow for the maintenance of distal blood flow, thus reducing the potential for ischemic sequelae. One such device, the Dispatch catheter (SciMed/Boston Scientific), has been described as promising for the intramural delivery of adenoviral vectors,104 105 but regional as well as systemic distribution may be expected to be substantial in the event of branch vessel delivery.
The hydrogel catheter (SciMed/Boston Scientific) is an angioplasty
balloon coated with a hydrophilic polymer that is capable of absorbing
fluid containing a range of medications as well as vectors, which may
then be delivered as the hydrogel is compressed against the
arterial wall. Because the delivery volume is less than
that originally contained in the hydrogel coating (
0.004 mL), the
efficiency of delivery is expected to be quite high, but the absolute
amount of material delivered will most likely be quite low. A
limitation of this balloon technique is rapid loss of the loaded agent
from the hydrogel, which has been documented when the balloon comes in
contact with blood within the guiding catheter or the artery before
mural apposition.106 Gene delivery has been
achieved by this catheter with minimal or no systemic distribution
noted.107 108 This catheter is currently
undergoing clinical evaluation for the delivery of genes encoding VEGF
to patients with severe peripheral vascular
disease.57 58
The nipple balloon catheter, or Infiltrator (InterVentional Technologies), was designed to provide direct intramural delivery of agents by mechanical access into the media, which was achieved using sharp-edged injection orifices mounted on the balloon surface.41 This catheter has been used clinically42 and has been demonstrated to yield transduction by adenoviral vectors using reasonable delivery protocols44 as described above.
A recent approach to local drug delivery uses energy sources to supplement convective and diffusive forces in achieving agent transfer. One such device (e-Med Corp) uses iontophoresis to facilitate diffusion of charged ions through a porous membrane covering an infusion balloon into the arterial wall.109 A potential advantage of this device is enhanced local tissue permeation, as well as delivery efficiency. The utility of this approach in promoting gene transfer is under active investigation.
Perivascular Delivery Approaches: Transvascular and
Pericardial
Placement of vector particles within tissues appears to result in
enhanced local transduction efficiency compared with that achievable by
endoluminal delivery; presumably, this enhanced efficiency is a
consequence of the restriction of rapid vector redistribution by
connective tissue. Recently, several devices with modified needles
capable of direct injection into interstitial tissue of
either myocardium or vasculature have been described.
Delivery of agents and genes directly into the adventitia, bypassing
the delivery barriers represented by the intima and
media,110 may provide for relatively rapid and
efficient delivery compared with endovascular
approaches.111 The feasibility of adventitial
transduction by direct deposition of adenovirus on the abluminal aspect
of the vessel using surgical approaches has been
reported,112 and recent experiments have
demonstrated adenoviral transduction of the adventitia and perivascular
tissue by transvascular needle injection using a delivery protocol
requiring only several seconds.111
An alternative approach to perivascular delivery involves the instillation of vectors into the pericardial space. The inability of vectors to readily diffuse out of this space results in high frequency transduction of epicardial as well as parietal pericardial mesothelium. We113 and others114 have found this approach to be efficient in swine and dogs, with expression of both intracellular and secreted proteins localized to the epicardium and pericardium. In addition to serving as a repository for prodrug (vector), we have hypothesized that the pericardial sac may serve as a secretory organ for transduced therapeutic proteins or their metabolites. Agents such as cytokines or growth factors may thus be delivered efficiently as well as locally to the epicardial tissue and vessels.
| Challenges to the Achievement of Optimized Vector Delivery |
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Efficiency of Localization
Studies of nearly all delivery devices and agents performed to
date have revealed values for delivery efficiency in the range of 0.1%
to 1%, when expressed in terms of fractional intramural delivery
(FID), defined as the ratio of intramural delivery mass to total
delivered mass.102 115 116 This indicates that
the agent is not primarily distributed to the target vessel but to the
region of tissue surrounding the target vessel and/or into the systemic
circulation. One key reason for this observation relates to solvent
exclusion by the arterial tissue. Because the volume of the
vessel may be replaced only fractionally by the delivered liquid, use
of total delivery volumes near or in excess of the target vessel volume
(0.03 to 0.15 mL) will lead to immediate extratarget distribution (and
resultant delivery inefficiency) on a purely volumetric basis. A second
basic reason for delivery inefficiency is the complete bypass of the
vessel wall by a significant fraction of the infused volume due to
siphoning of the fluid into low-resistance pathways, such as branches
and dissections. In cases with no branches, and in the absence of
transmedial tearing, delivery efficiency is potentially maximized by
forcing all delivered volume to pass through the wall, thus rendering
agent binding a possibility.
The third phenomenon contributing to low values of FID and rapid systemic distribution after delivery is the finite time period required for agent binding to receptors or sites providing binding affinity in the vessel wall. For the case of adenoviral vector transduction, the rate constants for attachment to vascular smooth muscle cells as well as other cell types have been evaluated and found to be consistent with theoretical predictions based on velocities of particle diffusion within liquid media. These studies demonstrate that when cells are exposed to bulk suspensions (as opposed to very thin layers) of vector particles, a majority of vector will remain unadsorbed at time points less than several hours, regardless of the initial vector concentration.100 117 The comparatively rapid linear velocities of flow in fluid exiting delivery catheters (1 to 8 m/s) (C. Enger, unpublished data, 1997) as well as the flow of blood adjacent to the vascular surface accordingly represent a significant competition for diffusion-limited vector absorption and contribute to low transduction efficiency.118 This provides the basis for approaches to restrict vector distribution by infusion in agents of elevated viscosity.
Restriction of Systemic Distribution
Relatively few studies have quantitatively described the fraction
of agent infused through a local delivery device that is rapidly
distributed systemically, ie, that is localized neither to the target
vessel nor to the surrounding region. This fraction represents most of
the infused material, depending on the specific mode of delivery. After
the infusion of adenoviral vectors into rabbit iliofemoral arteries
made focally atherosclerotic by a standard desiccation/lipid feeding
protocol,119 evidence for significant systemic
vector distribution was indicated by luciferase expression as well as
polymerase chain reactiondetected vector DNA in multiple
tissues.101 Conversely, after the administration
of dried adenovector suspension adsorbed onto a hydrogel catheter,
circulation of vector was not detected.107
Local Permeation Into Normal and Diseased Tissue
Another requirement for a theoretically "ideal delivery"
is the achievement of deep and symmetric permeation of
arterial tissue by vectors. Although significant depth of
penetration has been demonstrated for small molecules, including
oligonucleotides, proteins, and plasmid DNA, the
density and cohesive nature of the media appear to provide an
impediment to effective medial delivery of viral vectors as well as
other microparticulates in the absence of tissue damage, including
dissections of the internal elastic lamina and separations between
cells composing the vascular wall.120 121 These
observations likely reflect the preferential bulk or convective fluid
entry into low-resistance pathways, such as dissections, as well as
virtual impenetrability of the media to diffusive entry of these
particles, termed solute reflectance. It is also possible that
receptor-mediated vector attachment and internalization into vascular
wall cells, particularly in the media, are impeded by the components of
the basal lamina "shell" surrounding each cell, effectively forming
a local barrier for vector access to membrane receptors. A potential
approach to overcoming the barriers presented by high medial
reflectance as well as the basal laminae might be the adjunctive
delivery of enzymes directed to connective tissue components of the
vessel wall, such as elastases122 or
collagenases. The long-term effects of such chemical
modification of the integrity of the wall remain to be
investigated.
Despite the fact that the vessels targeted for local delivery of genetic material will exhibit pathology, including plaque burden in the intima as well as potential medial thinning and intramural cholesterol and calcium deposits, comparatively little quantitative investigation of delivery into diseased vessels has been performed to date.9 It is anticipated that the issues described above will be relevant to diseased vessels, but the results of added anisotropy of physical and biological parameters due to inhomogeneous disease are not yet known. Reports of adenoviral gene transfer to diseased vessels have demonstrated feasibility of plaque and medial transduction104 as well as therapeutic effect but have indicated substantially lower efficiencies of transduction (0.2% of vessel cells) in diseased vessels in some studies.97 Most recently, studies of the endovascular delivery of first-generation adenoviral vectors (1010 plaque-forming units) into diseased human peripheral arteries before planned amputation have revealed 5% overall transduction efficiency in the diseased vessels, although lower values were observed in the plaques. This was well tolerated without significant adverse sequelae (S. Yla-Herttuala, unpublished data, 1997). Such data are particularly encouraging with respect to the feasibility of strategies involving secreted molecules as mentioned above, although the specific delivery mechanisms that will be found best adapted to address the issues posed by vessel disease remain to be determined. Again, the choice of candidate therapeutic genes that cause the generation of diffusible molecules may be expected to decrease the stringency of the requirements for homogeneous high-efficiency gene transfer.
Several delivery systems now appear to have the potential to address these challenges in ways that are clinically feasible, by facilitating tissue penetration using mechanical, electrical, or other forces or by permitting the introduction of genetic material into the perivascular space. Use of such devices should allow the continuing progression of genetic vascular therapies toward clinical utility.
| Summary |
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Clinically reasonable delivery systems with the potential for efficient delivery even in highly branched vascular systems are currently being evaluated. Increases in low-delivery efficiencies are being successfully addressed by attempts to prolong retention of vectors in the locale of target cells in order to permit enhanced attachment. These attempts include incorporation of vectors into a variety of matrices, as well as the use of extraluminal/intramural sites of delivery in an effort to avoid competition of blood flow with vector binding and specific localization. Enhanced homogeneity of distribution of vector (prodrug) or gene product (drug) after the vector delivery may result from the use of new approaches that facilitate vector permeation into tissues. The development of plasmid-based gene transfer systems capable of increasingly efficient in vivo transduction and the advent of efficient viral vectors containing minimal genetic material of viral origin, such as advanced-generation adenoviruses and adeno-associated viruses, should help to overcome the vector-based issues of host immune or inflammatory responses. Finally, several genes have been confirmed as having therapeutic effects in preclinical models of stenosis and are ready for further evaluation in the context of arterial disease using appropriate vectors and delivery approaches. Accordingly, the key hurdles to the advent of genetic medicines for restenosis, although significant, no longer appear insurmountable. Although it is yet too early to identify a protocol that defines a new genetic standard of care for the reduction of the restenotic response, the years of experimentation that have led to these advances have indeed brought the field much nearer the heart of the matter.
| Acknowledgments |
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Received August 28, 1997; accepted November 6, 1997.
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